Series 7 Exam For Dummies

Introduction 1

What You’ll Find 1

Beyond the Book 2

Where to Go for Additional Help 2

Part I: The Questions 3

Chapter 1: Underwriting Securities 5

The Problems You’ll Work On 5

What to Watch Out For 5

1–34 Bringing New Issues to Market 6

35–44 Distribution of Profits 11

45–49 Types of Offerings 12

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