There still remains a question to be resolved, before the basis which I have given to Ethics can be presented in all its completeness. It is this. On what does the great difference in the moral behaviour of men rest? If Compassion be the original incentive of all true, that is, disinterested justice and loving-kindness; how comes it that some are, while others are not, influenced thereby? Are we to suppose that Ethics, which discloses the moral stimulus, is also capable of setting it in motion? Can Ethics fashion the hard-hearted man anew, so that he becomes compassionate, and, as a consequence, just and humane? Certainly not. The difference of character is innate, and ineradicable. The wicked man is born with his wickedness as much as the serpent is with its poison-fangs and glands, nor can the former change his nature a whit more than the latter.[1] Velle non discitur (to use one's will is not a thing that can be taught) is a saying of Nero's tutor. In the Meno, Plato minutely investigates the nature of virtue, and inquires whether it can, or cannot, be taught. He quotes a passage from Theognis:
ἀλλὰ διδάσκων
Οὔποτε ποιήσεις τὸν κακὸν ἄνδρ' ἀγαθόν.
(But thou wilt ne'er,
By teaching make the bad man virtuous.)
and finally reaches this conclusion: ἀρετὴ ἃν εἴη oὔτε ϕύσει, oὔτε διδακτόν, ἀλλὰ θείᾳ μοίρᾳ παραγυγνομένη, ἄνευ νοῡ, οἷς ἄν παραγίγνηται.[2] Here the terms ϕύσει and θείᾳ μοίρᾳ, form a distinction, in my opinion, much the same as that between "physical" and "metaphysical." Socrates, the father of Ethics, if we may trust Aristotle, declared that oὐκ ἐϕ' ἡ μῑν γενέσθαι τὸ σπουδαίους εἶναι, ἢ ϕαύλους.[3] (Moralia Magna, i. 9.) Moreover, Aristotle himself expresses the same view; παςι γὰρ δοκεῑ ἕκαστα τῶν ἠθῶν ὑπάρχειν ϕύσει τως' καὶ γὰρ δίκαιοι, καὶ σωϕρονικοὶ, καὶ τἄλλa ἔχομεν εὐθyς ἐκ γενετῆς.[4] (Eth. Nicom. vi. 13.) We find also a similar conviction very decidedly expressed in the fragments attributed to the Pythagorean Archytas, and preserved by Stobaeus in the Florilegium (Chap. i. § 77).[5] If not authentic, they are certainly very old. Orelli gives them in his Opuscula Graecorum Sententiosa et Moralia. There (Vol. II., p. 240) we read in the Dorian dialect as follows:—Τὰς γὰρ λόγοις καὶ ἀποδείξεσιν ποτιχρωμένας ἀρετὰς δέον έπιστάμας ποταγορεύεν, ἀρετὰν δέ, τὰν ἠθικὰν καὶ βελτίσταν ἕξιν τῶ ἀλόγω μέρεος τᾱς ·ψυχᾱς, καθ' ἃν καὶ ποιοί τινες ἦμεν λεγόμεθα κατὰ τὸ ἦθος, οἷον ἐλευθέριοι, δίκαιοι καὶ σώϕρονες.[6] On examining the virtues and vices, as summarised by Aristotle in the De Virtutibus et Vitiis, it will be found that all of them, without exception, are not properly thinkable unless assumed to be inborn qualities, and that only as such can they be genuine. If, in consequence of reasoned reflection, we take them as voluntary, they are then seen to lose their reality, and pass into the region of empty forms; whence it immediately follows that their permanence and resistance under the storm and stress of circumstance could not be counted on. And the same is true of the virtue of loving-kindness, of which Aristotle, in common with all the ancients, knows nothing. Montaigne keeps, of course, his sceptical tone, but he practically agrees with the venerable authorities above quoted, when he says: Serait-il vrai, que pour être bon tout à fait, il nous le faille être par occulte, naturelle et universelle propriété, sans lot, sans raison, sans exemple?[7]—(Liv. II., chap. 11.) Lichtenberg hits the mark exactly in his Vermischte Schriften, (v. Moralische Bemerkungen). He writes: "All virtue arising from premeditation is not worth much. What is wanted is feeling or habit." Lastly, it should be noted that Christianity itself, in its original teaching, recognises, and bears witness to this inherent, immutable difference between character and character. In the Sermon on the Mount we find the allegory of the fruit which is determined by the nature of the tree that bears it (Luke vi. 43, 44; cf. Matthew vii. 16-18); and then in the following verse (Luke vi. 45), we read: ὁ ἀγαθὸς ἄνθρωπος ἐκ τοῡ ἀγαθοῡ θησαυροῡ τῆς καρδίας αὐτοῡ προϕέρει τὸ ἀγαθὸν καὶ ὁ πονμρὸς ἄνθρωπος ἐκ τοῡ πoνηροῡ θησαυροῡ τῆς καρδίας αὐτοῡ προϕέρει τὸπονηρόν.[8] (Cf. Matthew xii. 35.)
But it was Kant who first completely cleared up this important point through his profound doctrine of the empirical and intelligible[9] character. He showed that the empirical character, which manifests itself in time and in multiplicity of action, is a phaenomenon; while the reality behind it is the intelligible character, which, being the essential constitution of the Thing in itself underlying the phaenomenon, is independent of time, space, plurality, and change. In this way alone can be explained what is so astonishing, and yet so well known to all who have learnt life's lessons,—the fixed unchangeableness of human character. There are certain ethical writers, whose aim is the moral improvement of men, and who talk of progress made in the path of virtue; but their assurances are always met and victoriously confuted by the irrefragable facts of experience, which prove that virtue is nature's work and cannot be inculcated. The character is an original datum, immutable, and incapable of any amelioration through correction by the intellect. Now, were this not so; and further: if (as the above-mentioned dull-headed preachers maintain) an improvement of the character, and hence "a constant advance towards the good" were possible by means of moral instruction; then, unless we are prepared to suppose that all the various religious institutions, and all the efforts of the moralists fail in their purpose, we should certainly expect to find that the older half of mankind, at least on an average, is distinctly better than the younger. This, however, is so far from being the case, that it is not to the old, who have, as we see, grown worse by experience, but to the young that we look for something good. It may happen that in his old age one man appears somewhat better, another worse, than he was in his youth. But the reason is not far to seek. It is simply because with length of days the intelligence by constant correction becomes riper, and hence the character stands out in purer and clearer shape; while early life is a prey to ignorance, mistakes, and chimeras, which now present false motives, and now veil the real. For a fuller explanation I would refer the reader to the principles laid down in Chapter III. of the preceding Essay, on "The Freedom of the Will."[10] It is true that among convicts the young have a large majority; but this is because, when a tendency to crime exists in the character, it soon finds a way of expressing itself in acts, and of reaching its goal—the galleys, or the gibbet; while he, whom all the inducements to wrong doing, which a long life offers, have failed to lead astray, is not likely to fall at the eleventh hour. Hence the respect paid to age is, in my opinion, due to the fact that the old are considered to have passed through a test of sixty or seventy years, and kept their integrity unsullied; for this of course is the sine qua non of the honour accorded them. These things are too well known for any one, in real life, to be misled by the promises of the moralists we have spoken of. He who has once been proved guilty of evil-doing, is never again trusted, just as the noble nature, of which a man has once given evidence, is always confidently believed in, whatever else may have changed. Operari sequitur esse (what one does follows from what one is) forms, as we have seen in Part II., Chapter VIII., a pregnant tenet of the Schoolmen. Everything in the world works according to the unchangeable constitution of which its being, its essentia is composed. And man is no exception. As the individual is, so will he, so must he, act: and the liberum arbitrium indifferentiae (free and indifferent choice) is an invention of philosophy in her childhood, long since exploded; although there are some old women, in doctor's academicals, who still like to drag it about with them.
The three fundamental springs of human action—Egoism, Malice, Compassion—are inherent in every one in different and strangely unequal proportions. Their combination in any given case determines the weight of the motives that present themselves, and shapes the resulting line of conduct. To an egoistic character egoistic motives alone appeal, and those, which suggest either compassion or malice, have no appreciable effect. Thus, a man of this type will sacrifice his interests as little to take vengeance on his foes, as to help his friends. Another, whose nature is highly susceptible to malicious motives, will not shrink from doing great harm to himself, so only he may injure his neighbour. For there are characters which take such delight in working mischief on others, that they forget their own loss, which is perhaps, equal to what they inflict. One may say of such: Dum alteri noceat sui negligens[11] (disregarding himself so long as he injures the other). These are the people that plunge with passionate joy into the battle in which they expect to receive quite as many wounds as they deal; indeed, experience not seldom testifies that they are ready deliberately, first to kill the man who thwarts their purposes, and then themselves, in order to escape the penalty of the law. On the other hand, goodness of heart consists of a deeply felt, all-embracing Compassion for everything that has breath, and especially for man; because, in proportion as the intelligence develops, capacity for pain increases; and hence, the countless sufferings of human beings, in mind and body, have a much stronger claim to Compassion than those of animals, which are only physical, and in any case less acute. This goodness of heart, therefore, in the first place restrains a man from doing any sort of harm to others, and, next, it bids him give succour whenever and wherever he sees distress. And the path of Compassion may lead as far in one direction as Malice does in the other. Certain rare characters of fine sensibility take to heart the calamities of others more than their own, so that they make sacrifices, which, it may be, entail on themselves a greater amount of suffering than that removed from those they benefit. Nay, in cases where several, or, perhaps, a large number of persons, at one time, can be helped in this way, such men do not, if need be, flinch from absolute self-effacement. Arnold von Winkelried was one of these. So was Paulinus, Bishop of Nola, in the fifth century, when the Vandals crossed over from Africa and invaded Italy. Of him we read in Johann von Müller's Weltgeschichte (Bk. X., chap. 10) that "in order to ransom some of the prisoners, he had already disposed of all the church plate, his own and his friends' private property. Then, on seeing the anguish of a widow, whose only son was being carried off, he offered himself for servitude in the other's stead. For whoever was of suitable age, and had not fallen by the sword, was taken captive to Carthage."
There is, then, an enormous difference between character and character. Being original and innate, it measures the responsiveness of the individual to this or that motive, and those alone, to which he is specially sensitive, will appeal to him with anything like compelling force. As in chemistry, with unchangeable certainty, one substance reacts only upon acids, another only upon alkalies, so, with equal invariableness, different natures respond to different stimuli. The motives suggesting loving-kindness, which stir so deeply a good disposition, can, of themselves, effect nothing in a heart that listens only to the promptings of Egoism. If it be wished to induce the egoist to act with beneficence and humanity, this can be done but in one way: he must be made to believe that the assuaging of others' suffering will, somehow or other, surely turn out to his own advantage. What, indeed, are most moral systems but attempts of different kinds in this direction? But such procedure only misleads, does not better, the will. To make a real improvement, it would be necessary to transform the entire nature of the individual's susceptibility for motives. Thus, from one we should have to remove his indifference to the suffering of others as such; from another, the delight which he feels in causing pain; from a third, the natural tendency which makes him regard the smallest increase of his own well-being as so far outweighing all other motives, that the latter become as dust in the balance. Only it is far easier to change lead into gold than to accomplish such a task. For it means the turning round, so to say, of a man's heart in his body, the remoulding of his very being. In point of fact, all that can be done is to clear the intellect, correct the judgment, and so bring him to a better comprehension of the objective realities and actual relations of life. This effected, the only result gained is that his will reveals itself more logically, distinctly, and decidedly, with no false ring in its utterance. It should be noted that just as many a good act rests at bottom on false motives, on well-meant, yet illusory representations of an advantage to be obtained thereby in this, or another, world; so not a few misdeeds are due solely to an imperfect understanding of the conditions of human life. It is on this latter truth that the American penitentiary system is based. Here the aim is not, to improve the heart, but simply, to educate the head of the criminal, so that he may intellectually come to perceive that prosperity is more surely, indeed more easily, reached by work and honesty than by idleness and knavery.
By the proper presentment of motives legality may be secured, but not morality. It is possible to remodel what one does, but not what one wills to do; and it is to the will alone that real moral worth belongs. It is not possible to change the goal which the will strives after, but only the path expected to lead thither. Instruction may alter the selection of means, but not the choice of the ultimate object which the individual keeps before him in all he does; this is determined by his will in accordance with its original nature. It is true that the egoist may be brought to understand that, if he gives up certain small advantages, he will gain greater; and the malicious man may be taught that by injuring others he will injure himself still more. But Egoism itself, and Malice itself, will never be argued out of a person; as little as a cat can be talked out of her inclination for mice. Similarly with goodness of heart. If the judgment be trained, if the relations and conditions of life become understood, in a word, if the intellect be enlightened; the character dominated by loving-kindness will be led to express itself more consistently and completely than it otherwise could. This happens when we perceive the remoter consequences which our conduct has for others: the sufferings, perhaps, that overtake them indirectly, and only after lapse of time, through one act or another of ours, which we had no idea was so harmful. It occurs, too, when we come to discern the evil results of many a well-meant action, as, for instance, the screening of a criminal; and it is especially true when we realise that the Neminem laede (injure no one) has in all cases precedence over the Omnes juva (help all men). In this sense there is undoubtedly such a thing as a moral education, an ethical training capable of making men better. But it goes only as far as I have indicated, and its limits are quickly discovered. The head is filled with the light of knowledge; the heart remains unimproved. The fundamental and determining element, in things moral, no less than in things intellectual, and things physical, is that which is inborn. Art is always subordinate, and can only lend a helping hand. Each man is, what he is, as it were, "by the grace of God," jure divino, θείᾳ, μοίρᾳ, (by divine dispensation).
Du bist am Ende—WAS DU BIST.
Setz' dir Perrücken auf von Millionen Locken,
Setz' deinen Fuss auf ellenhohe Socken:
DU BLEIBST DOCH IMMER WAS DU BIST.[12]
But the reader, I am sure, has long been wishing to put the question: Where, then, does blame and merit come in? The answer is fully contained in Part IL, Chapter VIII., to which I therefore beg to call particular attention. It is there that the explanation, which otherwise would now follow, found a natural place; because the matter is closely connected with Kant's doctrine of the co-existence of Freedom and Necessity. Our investigation led to the conclusion that, once the motives are brought into play, the Operari (what, is done) is a thing of absolute necessity; consequently, Freedom, the existence of which is betokened solely by the sense of responsibility, cannot but belong to the Esse (what one is). No doubt the reproaches of conscience have to do, in the first place, and ostensibly, with our acts, but through these they, in reality, reach down to what we are; for what we do is the only indisputable index of what we are, and reflects our character just as faithfully as symptoms betray the malady. Hence it is to this Esse, to what we are, that blame and merit must ultimately be attributed. Whatever we esteem and love, or else despise and hate, in others, is not a changeable, transient appearance, but something constant, stable, and persistent; it is that which they are. If we find reason to alter our first opinion about any one, we do not suppose that he is changed, but that we have been mistaken in him. In like manner, when we are pleased or displeased with our own conduct, we say that we are satisfied or dissatisfied with ourselves, meaning, in reality, with that which we are, and are unalterably, irreversibly; and the same is true with regard to our intellectual qualities, nay, it even applies to the physiognomy. How is it possible, then, for blame and merit to lie otherwise than in what we are? As we saw in Part II., Chapter VII., Conscience is that register of our acts, which is always growing longer, and therefore that acquaintance with ourselves which every day becomes more complete. Conscience concerns itself directly with all that we do; when, at one time, actuated by Egoism, or perhaps Malice, we turn a deaf ear to Compassion, which bids us at least refrain from harming others, if we will not afford them help and protection; or when again, at another time, we overcome the first two incentives, and listen to the voice of the third. Both cases measure the distinction we draw between ourselves and others. And on this distinction depends in the last resort the degree of our morality or immorality, that is, of our justice and loving-kindness, or the reverse. Little by little the number of those actions, whose testimony is significant on this point, accumulates in the storehouse of our memory; and thus the lineaments of our character are depicted with ever greater clearness, and a true knowledge of ourselves is nearer attainment. And out of such knowledge there springs a sense of satisfaction, or dissatisfaction with ourselves, with that which we are, according as we have been ruled by Egoism, by Malice, or else by Compassion; in other words, according as the difference we have made between ourselves and others is greater or smaller. And when we look outside ourselves, it is by the same standard that we judge those about us; and we become acquainted with their character—less perfectly indeed—yet by the same empirical method as we employ with reference to our own. In this case our feelings take the form of praise, approval, respect, or, on the other hand, of reproach, displeasure, contempt, and they are the objective translation, so to say, of the subjective satisfaction or dissatisfaction (the latter deepening perhaps into remorse), which arises in us when we sit in judgment on ourselves. Lastly, there is the evidence of language. We find certain constantly occurring forms of speech which bear eloquent testimony to the fact that the blame we cast upon others is in reality directed against their unchangeable character, touching but superficially what they do; that virtue and vice are practically, if tacitly, regarded as inherent unalterable qualities. The following are some of these expressions: Jetzt sehe ich, wie du bist! (Now I know your nature!) In dir habe ich mich geirrt. (I was mistaken in you.) "Now I see what you are!" Voilà donc, comme tu es! (This, then, is what you are!) So bin ich nicht! (I am not a person of that sort!) Ich bin nicht der Mann, der fähig wäre, Sie zu hintergehen. (I am not the man to impose upon you.) Also: les âmes bien nées (persons well-born, i.e., noble-minded), the Spanish bien nacido; εὐγενής (properly "well-born"), εὐγένεια (properly "nobility of birth") used for "virtuous" and "virtue"; generosioris animi amicus (a friend of lofty mind. Generosus: lit. "of noble birth"), etc.
Reason is a necessary condition for conscience, but only because without the former a clear and connected recollection is impossible. From its very nature conscience does not speak till after the act; hence we talk of being arraigned before its bar. Strictly speaking, it is improper to say that conscience speaks beforehand; for it can only do so indirectly; that is, when the remembrance of particular cases in the past leads us, through reflection, to disapprove of some analogous course of action, while yet in embryo.
Such is the ethical fact as delivered by consciousness. It forms of itself a metaphysical problem, which does not directly belong to the present question, but which will be touched on in the last part.
Conscience, then, is nothing else than the acquaintance we make with our own changeless character through the instrumentality of our acts. A little consideration will show that this definition harmonises perfectly with, and hence receives additional confirmation from, what I have here specially emphasised: namely, the fact that susceptibility for the motives of Egoism, of Malice, and of Compassion, which is so widely dissimilar in different individuals, and on which the whole moral value of a man depends, cannot be interpreted by anything else, nor be gained, or removed, by instruction, as if it were something born in time, and therefore variable, and subject to chance. On the contrary, we have seen that it is innate and fixed, an ultimate datum, admitting of no further explanation. Thus an entire life, with the whole of its manifold activity, may be likened to a clock-dial, that marks every movement of the internal works, as they were made once for all; or it resembles a mirror, wherein alone, with the eye of his intellect, each person sees reflected the essential nature of his own Will, that is, the core of his being.
Whoever takes the trouble to thoroughly think out what has been put forward here, and in Part. II., Chapter VIII., will discover in the foundation given by me to Ethics a logical consecution, a rounded completeness, wanting to all other theories; to say nothing of the consonance of my view with the facts of experience,—a consonance which he will look for in vain elsewhere. For only the truth can uniformly and consistently agree with itself and with nature; while all false principles are internally at variance with themselves, and externally contradict the testimony of experience, which at every step records its silent protest.
I am perfectly aware that the truths advanced in this Essay, and particularly here at the close, strike directly at many deeply rooted prejudices and mistakes, and especially at those attaching to a certain rudimentary system of morals, now much in vogue, and suitable for elementary schools. But I cannot own to feeling any penitence or regret. For, in the first place, I am addressing neither children, nor the profanum vulgus, but an Academy of light and learning. Their inquiry is a purely theoretical one, concerned with the ultimate fundamental verities of Ethics; and to a most serious question a serious answer is undoubtedly expected. And secondly, in my opinion, there can be no such thing as harmless mistakes, still less privileged or useful ones. On the contrary, every error works infinitely more evil than good. If, however, it is wished to make existing prepossessions the standard of truth, or the boundary beyond which its investigation is not to go, then it would be more honest to abolish philosophical Faculties and Academies altogether. For where no reality exists, there also no semblance of it should be.
[1] Cf. Jeremiah xiii. 23.—(Translator.)
[2]Virtue would appear not to come naturally (i.e., through the physical order of things), nor can it be taught; but in whomsoever it dwells, there it is present, apart from the intellect, under divine ordinance. [V. Platonis Opera, edit. Didot, Paris, 1856; Vol. I. Meno, 96 and 99, ad fin.— (Translator.)]
[3] It is not in our power to be either good or bad.
[4] For it appears that the different characters of all men are in some way implanted in them by nature; if we are just, and temperate, and otherwise virtuous, we are so straightway from our birth.
[5] V. Joannis Stobaei Florilegium, edit. Meineke, publ. Lipsiae, Teubner, 1855; Vol. I., p. 33,1. 14, sqq.—(Translator.)
[6] For the so-called virtues, that require reasoning and demonstration, ought to be called sciences. By the term "virtue" we mean rather a certain moral and excellent disposition of the soul's unreasoning part. This disposition determines the character which we show, and in accordance with which we are called generous, just, or temperate.
[7] Are we to believe it true that we can only be thoroughly good by virtue of a certain occult, natural, and universal faculty, without law, without reason, without precedent?
[8] The good man out of the good treasure of his heart bringeth forth that which is good; and the evil man out of the evil treasure of his heart bringeth forth that which is evil.
[9] V. Note on "intelligible," Part. II., Chapter I.—(translator.)
[10] Die Freiheit des Willens and the present treatise were published by Schopenhauer together, under the title of Die Beiden Grundprobleme der Ethik. V. Introduction, p. xv., note.—(Translator.)
[11] Seneca, De Ira, I. 1.
[12]
In spite of all, thou art still—what thou art.
Though wigs with countless curls thy head-gear be,
Though shoes an ell in height adorn thy feet:
Unchang'd thou e'er remainest what thou art.
V. Goethe's Faust, Part I., Studirzimmer.—(Translator.)
TRANSLATOR'S PREFACE
TRANSLATOR'S INTRODUCTION
THE QUESTION
PART I.
INTRODUCTION.
I. THE PROBLEM
II. GENERAL RETROSPECT
PART II.
CRITIQUE OF KANT'S BASIS OF ETHICS.
I. PRELIMINARY REMARKS
II. ON THE IMPERATIVE FORM OF THE KANTIAN ETHICS
III. ON THE ASSUMPTION OF DUTIES TOWARDS OURSELVES IN PARTICULAR
IV. ON THE BASIS OF THE KANTIAN ETHICS.
NOTE.
V. ON THE LEADING PRINCIPLE OF THE KANTIAN ETHICS
VI. ON THE DERIVED FORMS OF THE LEADING PRINCIPLE OF THE KANTIAN ETHICS
VII. KANT'S DOCTRINE OF CONSCIENCE
VIII. KANT'S DOCTRINE OP THE INTELLIGIBLE AND EMPIRICAL CHARACTER.
NOTE
IX. FICHTE'S ETHICS AS A MAGNIFYING GLASS FOR THE ERRORS OF THE KANTIAN
PART III.
THE FOUNDING OF ETHICS.
I. CONDITIONS OF THE PROBLEM
II. SCEPTICAL VIEW
III. ANTIMORAL INCENTIVES
IV. CRITERION OF ACTIONS OF MORAL WORTH
V. STATEMENT AND PROOF OF THE ONLY TRUE MORAL INCENTIVE
VI. THE VIRTUE OF JUSTICE
VII. THE VIRTUE OF LOVING-KINDNESS
VIII. THE PROOF NOW GIVEN CONFIRMED BY EXPERIENCE
IX. ON THE ETHICAL DIFFERENCE OF CHARACTER.
PART IV.
ON THE METAPHYSICAL EXPLANATION OF THE PRIMAL ETHICAL PHAENOMENON.
I. HOW THIS APPENDIX MUST BE UNDERSTOOD
II. THE METAPHYSICAL GROUNDWORK
JUDICIUM REGIAE DANICAE SCIENTIARUM SOCIETATIS
This translation was undertaken in the belief that there are many English-speaking people who feel more than a merely superficial interest in ethical research, but who may not read German with sufficient ease to make them care to take up the original. The present Essay is one of the most important contributions to Ethics since the time of Kant, and, as such, is indispensable to a thorough knowledge of the subject. Moreover, from whatever point of view it be regarded,—whether the reader find, when he closes the book, that his conviction harmonises with the conclusion reached, or not; it would be difficult to find any treatise on Moral Science more calculated to stimulate thought, and lift it out of infantile imitation of some prescribed pattern. The believer in the Kantian, or any other, basis of Ethics, could hardly measure the strength or the weakness of his own position more surely than by comparing it with the Schopenhauerian; while he who is yet in search of a foundation will find much in the following pages to claim his attention.
Those acquainted with the luminous imagery, the subtle irony, the brusque and penetrating vigour of the German, will doubtless admit that it is no easy task to reduce Schopenhauer to adequate English prose; and if this has been attempted by the present writer, no one can be more conscious than he of the manifold shortcomings discoverable. But such as it is, the work is heartily offered to all who still follow the true student's rule, "Gladig wolde he lerne und gladig teche," with the single hope that it may help, however slightly, to widen their knowledge, and ripen their judgment.
My friend, R. E. Candy, Esq., I.C.S., has kindly given me information concerning several Indian names.
ROME: June, 1902.
Ὃν δὲ θεοὶ τιμῶσιν, ὁ καὶ μωμεύμενος αἰνεῑ.
—Theognis: 169.
In 1837 the Danish Royal Society of Sciences propounded, as subject for a prize competition, the question with which this treatise opens; and Schopenhauer, who was glad to seize the opportunity of becoming better known, prepared, and sent to Copenhagen, the earliest form of "The Basis of Morality." In January, 1840, the work was pronounced unsuccessful, though there was no other candidate. In September of the same year it was published by the author, with only a few unimportant additions, but preceded by a long introduction, which, cast in the form of an exceedingly caustic philippic, is, in its way, a masterpiece. In 1860, (only a month before Schopenhauer's death,) the second edition was printed with many enlargements and insertions, the short preface, dated August being one of the last things he wrote.[1]
The reason why the prize was withheld is not far to seek, and need not detain us. At that time the philosophical atmosphere was saturated with Hegel, and, to a certain extent, with Fichte; hence it is easy to imagine with what ruffled, not to say, scandalised feelings the Academy must have risen from its perusal of the work. Moreover, putting Hegel and Fichte out of the question, the position advanced was in 1840 so new, indeed so paradoxical (as Schopenhauer himself admits); there is at times such an aggressiveness in the style; the whole essay is so much more calculated to startle than to conciliate; that we cannot feel much surprise at the official decision.
In the Judgment published by the Society three reasons are given for its unfavourable attitude. The second is declared to be not only dissatisfaction with the mode of discussion (ipsa disserendi forma), but also inability to see that Schopenhauer proves his case. As the third is alleged the "unseemly" language employed in connection with certain "summi philosophi" (Hegel and Fichte). These two objections are of course in themselves perfectly legitimate, and how far the Academy was right or wrong may be left for the reader to determine.
But the first reason stated is of a different kind, and affords as neat an instance of self-stultification proceeding ex cathedra as can well be found. It is true that the question is worded vaguely enough, but if it means anything, it asks where the "philosophiae moralis fons et fundamentum"—the foundation of moral science—is to be sought for, i.e., where it is to be found. Turning to the Judgment we read: "He" (Schopenhauer) "has omitted to deal with the essential part of the question, apparently thinking that he was required to establish some fundamental principle of Ethics": which he was required to do, unless the Society's Latin is borrowed from Νεϕαλοκοκκυγία. And then it goes on to declare that he treated as secondary, indeed as an opus supererogationis, the very thing which the Academy intended should occupy the first place, namely, the connection between Metaphysics and Ethics.[2] But the "metaphysicae et ethicae nexus," so far from being formulated in the question as the chief point to be considered, is not even mentioned! The Society thus denies having asked what it actually did ask, while the discussion, which it asserts was specially indicated, is not suggested by a single word. Its embarrassment is sufficiently shown by this unworthy shifting, to enlarge upon which would here be out of place.[3]
It is not intended to offer any criticism either on Schopenhauer's main position in this essay, or on the various side-issues involved. The reader is supposed to be accurately acquainted with the fundamentals of his philosophy, as contained in Die Welt als Wille und Vorstellung, and is invited to be the critic himself. But perhaps a few remarks on the structure and general trend of the work may not be amiss.
After preliminary considerations, partly to show the difficulty of the subject, partly to clear the ground (Part I.), the treatise opens with a searching critique of Kant's Ethical Basis, of the Leading Principle of his system, and of its derived forms. (Part II., Chapters I.-VI.)[4] Schopenhauer's conclusion is that the Categorical Imperative is a very cleverly woven web, yet in reality nothing but the old theological basis in disguise, the latter being the indispensable, if invisible, clothes' peg for the former; and that Kant's tour de main of deducing his Moral Theology from Ethics is like inverting a pyramid. The theory of Conscience is next discussed (Chapter VII.). The half-supernatural element which Kant introduced under the highly dramatic form of a court of justice holding secret session in the breast, is examined, and eliminated; and Conscience is defined as the knowledge that we have of ourselves through our acts.
But if, so far, the result obtained is distinctly unfavourable to Kant, Schopenhauer is glad to agree with him on one point, namely, the theory of Freedom, to a brief notice of which he now passes (Chapter VIII.). He points out that the solution of this question is found in the doctrine of the co-existence of Liberty and Necessity: according to which the basis of our nature, the so-called Intelligible Character, that lies outside the forms attaching to phaenomena, namely, Time, Space, and Causality, is transcendentally free; while the Empirical Character, together with the whole person, being, as a phaenomenon, the transient objectivation of the Intelligible Character, under the laws of the principium individuationis, is strictly determined.[5] Part II. closes with a sufficiently amusing examination of Fichte (Chapter IX.). His proper function is shown to be that of a magnifying glass for Kant. By means of this powerful human lens we can see the monstrous shapes into which the Kantian pet creations are capable of developing. Thus we find the Categorical Imperative become a Despotic Imperative, the "Absolute Ought" grown into a fathomless inscrutable Εἱμαρμένη, etc.
With Part III. we reach the positive part of the work. Schopenhauer begins (Chapter I.) by emphasising the necessity of finding a basis for Ethics that appeals, not to the intellect, but to the intuitive perception. Such (he says) can never be any artificial formula, which surely crumbles to powder beneath the rough touch of real life; rather must it be something springing out of the heart of things, and therefore lying at the root of man's nature. But is there, he asks (Chapter II.), after all, such a thing as natural morality? Is anything good ever done absolutely without an egoistic motive? The conclusion arrived at is that, although much may be, and has been, at all times, said in favour of the Sceptical View, and although this view is in fact true as regards the greater number of apparently unselfish acts, yet there can be no doubt that truly moral conduct does occur, that deeds of justice and loving-kindness are occasionally performed without the smallest hope of reward, or fear of punishment involved in their omission. The last paragraph of chis chapter is important because it puts in the clearest light what, according to Schopenhauer, is the end of Ethics. Its aim, he says, is not to treat of that which people ought to do (for "ought" has no place except in theological Morals, whether explicit, or implicit); but "to point out all the varied moral lines of human conduct; to explain them; and to trace them to their ultimate source." This definition, which assigns no educative function to Ethics, strictly agrees with the doctrine of the unchangeableness of character. (V. Chapter IX. of this Part.)
Our philosopher then proceeds to show (Chapter III.) that there are two fundamental "antimoral" incentives in man's nature: Egoism and Malice. Be it, however, here remarked that a still simpler classification would reduce these two to one. Malice may well be regarded as nothing but Egoism carried to its extreme, developed to gigantic proportions. It is a distinct source of gratification to certain natures to witness the suffering of another; because a diminution of the latter's capacity for action, whether effected by itself, or not, is regarded by an ego of this kind as an increase of its own power to do as it likes,—as an enhancement of its own glorification.
In Chapter IV. the ultimate test of truly moral conduct is explained to be the absence of all egoistic motivation; and in Chapters V.-VII., by a process of careful reasoning, every human act is traced to one of three original springs, namely, (1) Egoism, (2) Malice, and (3) Compassion; or to a combination of (1) and (3), or (1) and (2).[6] Of these the third is shown to be the only counter-motive to the first and second, and in fact the sole source of the two cardinal virtues, justice and loving-kindness, which are explained as the manifestation of Compassion in a lower, and a higher, degree, respectively. In the course of the demonstration the question as to how far a lie is legitimate comes incidentally under discussion; as also the theory of Duty; duties being defined as "actions, the simple omission of which constitutes a wrong." (Cf. Part II., Chapter III.)
The position now reached, namely, that Compassion is the one and only fount of true morality, because it is the sole non-egoistic source of action, is (says Schopenhauer) a strange paradox; hence the testimony of experience and of universal human sentiment is appealed to, in confirmation of it, under nine different considerations (Chapter VIII.). They are as follows:—
(1) An imaginary case.
(2) Cruelty, which means the maximum deficiency in Compassion, is the mark of the deepest moral depravity. Therefore the real moral incentive must be Compassion.
(3) Compassion is the only thoroughly effective spring of moral conduct.
(4) Limitless Compassion for all living things is the surest and most certain token of a really good man.
(5) The evidence of separate matters of detail.
(6) Compassion is more easily discerned in its higher power; it is more obviously the root of loving-kindness than of justice.
(7) Compassion does not stop short with men; it includes all living beings.
(8) Considered simply from the empirical point of view, Compassion is the best possible antidote to Egoism, no less than the most soothing balsam for the world's inevitable suffering.
(9) Rousseau's testimony is quoted, as well as passages from the Paṅća-tantra, Pausanias, Lucian, Stobaeus, and Lessing; and reference is made to Chinese Ethics and Hindu customs.
Part III. closes (Chapter IX.) with an inquiry into the Ethical Difference of Character. The theory that this difference is innate and immutable is supported by numerous extracts from various writers of all periods, and illustrated in many ways. But all the evidence accumulated hardly amounts to more than so many hints and indications, and the matter (says Schopenhauer) was only satisfactorily explained by Kant's doctrine of the Intelligible and Empirical Character. (Cf. Part II., Chapter VIII.) According to this, the ethical difference between man and man is an original and ultimate datum, caused by the transcendentally free act of the Intelligible Character, that is, the Will, as Thing in itself, outside phaenomena; the Empirical Character being, so to say, the reflection of the Intelligible, mirrored through the functions of our perceptive faculty, namely, Time, Space, and Causality. Hence the former, while manifested in plurality and difference of acts, yet necessarily always wears the same unchangeable features, inasmuch as it is but the appearance-form of the unity behind. If the reader asks why "the essential constitution of the Thing in itself underlying the phaenomenon" is so enormously different in different individuals, it can only be said that our intellect, conditioned, as it is, by the laws of Causality, Space, and Time, has no power to deal with noumena, its range being limited to phaenomena; and that therefore this question is one of those which have no conceivable answer. (Cf. Die Welt als Wille und Vorstellung, vol. ii., chap. 50., Epiphilosophie.)[7]
The discussion now terminated points to the conclusion that nine-tenths, or perhaps nineteen-twentieths, of what we do is, more or less, due to Egoism, conscious or unconscious; while acts of real morality, that is, of unselfish justice and pure loving-kindness (admitting that they occur) are to be attributed to Compassion, that is, the sense of suffering with another. Nor is the principle of Altruism new. It is as old as man himself. All the rare and sensitive natures in the world have given utterance to it, each in his own way. Like a golden thread it runs from the earliest Indian literature to George Eliot, to Tolstoï; and every day, for unnumbered ages, "from youth to eld, from sire to son," in lowly dwellings and in princes' palaces, it has been unawares translated into action.
And if we may forecast the future from the past, it would appear that in all the stormy seas yet to be traversed by the human race, before its little day is spent, Compassion will ever be the surest guide to better things; and that the light of knowledge illuminating the path, whereby the world may become relatively happier, will always vary directly as man's susceptibility to its promptings: for "Durch Mitleid wissend" is not truer of Parsifal than of all other saviours.
In the fourth Part of the treatise Schopenhauer attempts the metaphysical explanation of Compassion, which for those, who still think that Metaphysics is something more than a pseudo-science of the past—like Alchemy or Astrology—will have special interest.
It should be observed (as is pointed out in our author's Preface to the first edition) that the line of thought followed does not belong to any particular metaphysical school, but to many; being in fact a principle at the root of the oldest systems in the world, and traceable in one form or another down to Kant. As in the dawn of history it was our own Aryan forefathers, who divined with subtle intuition the ideality of Time and Space; so in the fulness of the ages it was reserved for another Aryan of Scotch descent to formulate the same in exact language. Now, by the vast majority of men the ideality of the principium individuationisἀγάπηεὐθανασία