CONTENTS
COVER
ABOUT THE AUTHOR
TITLE PAGE
DEDICATION
PRAISE FOR AUSCHWITZ
INTRODUCTION
Chapter 1
SURPRISING BEGINNINGS
Chapter 2
ORDERS AND INITIATIVES
Chapter 3
FACTORIES OF DEATH
Chapter 4
CORRUPTION
Chapter 5
FRENZIED KILLING
Chapter 6
LIBERATION AND RETRIBUTION
NOTES
PICTURE CREDITS
PICTURE SECTION
INDEX
ACKNOWLEDGEMENTS
COPYRIGHT
About the Author
Laurence Rees is Creative Director of History Programmes for BBC Television and a former editor of the Emmy-winning Timewatch, BBC TV’s history documentary series.
He has written five previous books, including The Nazis: a Warning from History (BBC Books 1997), War of the Century about the Hitler/Stalin war (BBC Books 1999) and Horror in the East (BBC Books 2000), an examination of the war against Japan. The Nazis: a Warning from History, War of the Century and Horror in the East were also successful television documentary series – all written and produced by Laurence Rees. This body of work has won him a host of awards, including an International Documentary Association Award and a British Academy Award.
The Times has described Laurence as ‘Britain’s most distinguished producer of historical documentaries’, and in 2005 he was awarded an honorary doctorate from the University of Sheffield for ‘services to history and television’. He was educated at Solihull School and Oxford University.
In memory of 1.1 million men,
women and children
who died at Auschwitz
Praise for Auschwitz
‘An important contribution to our understanding of the Second World War … Rees’s great urge to comprehend the mentality of the SS camp administrators and guards is fired not just by a passionate curiosity, but by an intellectual honesty that the subject badly needs.’
Anthony Beevor, author of Stalingrad and Berlin, the Downfall 1945
‘A history of Auschwitz that is accessible and authoritative … Rees does not shy away from the hard questions about human behaviour in extremis and his unobtrusive moral reflections make this not only a useful but a necessary book.’
Professor David Cesarani, author of Eichmann: His Life and Crimes
‘Laurence Rees casts new light on how Auschwitz was created and developed into the ultimate place of horror, the lasting symbol of Nazi inhumanity. This admirable book deserves to be widely read.’
Professor Ian Kershaw, author of Hitler, 1889–1936: Hubris and Hitler, 1936–1945: Nemesis
‘Highly compelling. This pathbreaking work reveals the “destructive dynamism” of the Nazis’ most notorious death camp. Rees … consistently offers new insights … He gives a vivid portrait of the behind-the-scenes workings of the camp.’
Publishing Week
‘Half the British population, apparently, have never heard of Auschwitz. Some of the other half think that there is nothing left to say about it. But Laurence Rees … shows that there is a great deal left to discover. Some of this comes from his admirable hunt for witnesses, both survivors and SS perpetrators … Rees has spent years patiently coaxing them to talk as the end of their life approaches.’
Neal Ascherson, Observer
‘Scrupulous and honest, this book is utterly without illusions … Rees, a distinguished journalist and historian at the BBC, layers these details with little fanfare but great craftsmanship … Reading this book is an ordeal – not through any failure of the author’s but because of his success … Rees’s research is impeccable and intrepid. Rees also makes good use of the records that became available only after the collapse of the Soviet Union and its satellites … spare, heartbreaking prose.’
David Von Drehle, Washington Post
‘… [an] excellent history of Auschwitz. By his patient accumulation of evidence, Rees seeks to refute Himmler’s cynical pledge that the destruction of Jews was to be an “unwritten page of glory”. Rees disproves the common notion that Auschwitz staff were uniformly sadists.’
Ian Thomson, Guardian
‘Laurence Rees’s work is as compelling and intensely moving as the BBC series it accompanies … this heartrending and passionate book.’
The Tribune
INTRODUCTION
THERE IS MUCH in this book that is upsetting, but I still think it is a necessary piece of work. Not just for the obvious reason that surveys1 still show that there is confusion in the popular consciousness about the true history of Auschwitz, but also because I hope it offers something distinctive.
It is the culmination of 15 years of writing books and making television programmes about the Nazis, and is an attempt to show how one of the worst crimes in history is best understood through the prism of one physical place: Auschwitz. Unlike the history of anti-Semitism, Auschwitz has one certain beginning (the first Polish prisoners arrived on 14 June 1940), and unlike the history of genocide, it has one definite end (the camp was liberated on 27 January 1945). In between these two dates Auschwitz had a complex and surprising history that in many ways mirrored the intricacies of Nazi racial and ethnic policy. It was never conceived as a camp to kill Jews, it was never solely concerned with the ‘Final Solution’ – though that came to dominate the place – and it was always physically changing, often in response to the constant shifts in fortunes of the German war effort elsewhere. Auschwitz, through its destructive dynamism, was the physical embodiment of the fundamental values of the Nazi state.
The study of Auschwitz also offers us something other than an insight into the Nazis; it gives us the chance to understand how human beings behaved in some of the most extreme conditions in history. From this story there is a great deal we can learn about ourselves.
This is a book based on unique research – around 100 specially conducted interviews with former Nazi perpetrators and survivors from the camp – and draws on hundreds more interviews conducted for my previous work on the Third Reich, many with former members of the Nazi party2. The benefit of meeting and questioning survivors and perpetrators is immense. It offers an opportunity for a level of insight that is rarely available from written sources alone. Indeed, although since my school days I had always been interested in this period of history, I can trace my own deep fascination with the Third Reich to one moment during a conversation with a former member of the Nazi party back in 1990. While writing and producing a film about Dr Josef Goebbels, I talked to Wilfred von Oven who, as his personal attaché, had worked closely with the infamous Nazi propaganda minister. After the formal interview, over a cup of tea, I asked this intelligent and charming man: ‘If you could sum up your experience of the Third Reich in just one word, what would it be?’ As Herr von Oven thought for a moment and considered the question, I guessed his response would make reference to the horrible crimes of the regime – crimes he freely admitted had occurred – and of the damage Nazism had wreaked upon the world. ‘Well,’ he finally said, ‘if I was asked to sum up my experience of the Third Reich in one word, that word would be – Paradise.’
‘Paradise’? That didn’t coincide with anything I had read in my history books. Nor did it square with the elegant, sophisticated man who sat in front of me, who did not, come to that, look or talk as I had imagined a former Nazi should. But ‘Paradise’? How was it possible that he could say such a thing? How could any intelligent person think of the Third Reich and its atrocities in such a way? Indeed, how was it possible that during the twentieth century people from Germany, a cultured nation at the heart of Europe, had ever perpetrated such crimes? Those were the questions that formed in my mind that afternoon all those years ago, and that still sit heavily in my mind today.
In my attempt to answer them I was helped by two accidents of history. The first was that I set out to question former Nazis at exactly the point at which most of them had nothing to lose by speaking openly. Fifteen years earlier, holding down influential jobs and pillars of their communities, they would not have spoken. Today most of them, including the charming Herr von Oven, are dead.
It often took months, in some cases years, to persuade them to allow us to record an interview. We can never know exactly what tipped the balance and made an individual agree to be filmed, but in many cases they clearly felt that, nearing the end of their lives, they wanted to put on record – warts and all – their experiences of these momentous times; they also believed that the BBC would not distort their contribution. I would add that I think only the BBC would have given us the necessary support to pursue this enterprise. The research period for these projects was so long that only a public service broadcaster could have made such a commitment.
The second break I had was that my interest coincided with the fall of the Berlin Wall and the opening up of eastern Europe; and it was not just the archives that suddenly became available for research, but the people as well. I had filmed in the Soviet Union in 1989 under Communism, and back then it was hard to get anyone to speak about their nation’s history in anything other than propaganda slogans. Now, suddenly, in the 1990s, it was as if a dam had broken and all the suppressed memories and opinions came tumbling out. In the Baltic states I heard people say how they had welcomed the Nazis as liberators; on the wild steppes of Kalmykia I learnt first hand about Stalin’s vindictive deportations of whole ethnic communities; in Siberia I met veterans who had been imprisoned twice – once by Hitler and once by the Soviet dictator; and in a village near Minsk I encountered a woman who had been caught in the middle of the most vicious partisan war in modern history and, on reflection, thought the Red Army partisans were worse than the Nazis. All of these deeply held convictions would have died with the people who held them had Communism not fallen.
I also encountered something more frightening as I travelled around these newly liberated countries, from Lithuania to the Ukraine and from Serbia to Belarus: virulent anti-Semitism. I had expected people to tell me how much they hated the Communists; that seemed only natural now. But to hate Jews? It seemed ludicrous, especially since there were hardly any Jews in the places I was visiting – Hitler and the Nazis had seen to that. Yet the old man in the Baltic states who had helped the Nazis shoot Jews in 1941 still thought he had done the right thing 60 years ago. And even some of those who had fought against the Nazis held wild anti-Semitic beliefs. I remember the question one Ukrainian veteran put to me over lunch. He was a man who had fought bravely for the Ukrainian Nationalist partisans against both the Nazis and the Red Army and been persecuted as result. ‘What do you think,’ he asked me, ‘of the view that there is an international conspiracy of Jewish financiers operating out of New York which is trying to destroy all non-Jewish governments?’ I looked at him for a second. Not being Jewish myself, it is always something of a shock to encounter naked anti-Semitism from an unexpected source. ‘What do I think of that view?’ I replied finally. ‘I think it’s total garbage.’ The old partisan took a sip of vodka. ‘Really,’ he said. ‘That’s your opinion. Interesting …’
What shocked me most of all was that these anti-Semitic views were not just confined to the older generation. I remember the woman at the Lithuanian Airways check-in desk who, after learning the subject of the film we were making, said, ‘You’re interested in the Jews, are you? Well, just remember this – Marx was a Jew.’ Or, also in Lithuania, I recall an army officer in his mid-twenties showing me round the site of the 1941 Jewish massacres at a fort in Kaunas and saying, ‘You’re missing the big story, you know. The story isn’t what we did to the Jews. It’s what the Jews did to us.’ I do not claim for a moment that everyone – or even the majority – in the eastern European countries I visited subscribes to these views; but that this kind of prejudice is openly expressed at all is disturbing.
All this should be remembered by those people who think that the history in this book is of little relevance today. And it should also be mulled over by those who think that corrosive anti-Semitism was somehow confined to the Nazis or even to Hitler. Indeed, the view that the crime of the extermination of the Jews was somehow imposed by a few mad people upon an unwilling Europe is one of the most dangerous of all. There was nothing ‘uniquely exterminatory’ – to use the current academic buzzwords – about German society before the Nazis came to power. How could there have been, when many Jews fled from anti-Semitism in eastern Europe in the 1920s to seek sanctuary in Germany?
Yet there is something about the mentality of the Nazis that seems at odds with the perpetrators who flourished in many other totalitarian regimes. That was certainly the conclusion I reached after completing three separate projects on World War II, each a book and television series: first The Nazis: A Warning from History, then War of the Century, an examination of the war between Stalin and Hitler, and finally Horror in the East, an attempt to understand the Japanese psyche during the 1930s and World War II. One unplanned consequence of this experience is that it puts me in a unique position as the only person I know of who has met and questioned a significant number of perpetrators from all three of the major wartime totalitarian powers: Germany, Japan and the Soviet Union. Having done so, I can confirm that the Nazi war criminals I met were different.
In the Soviet Union the climate of fear under Stalin was pervasive in a way it never was in Germany under Hitler until the last days of the war. The description one former Soviet air force officer gave me of open meetings in the 1930s, when anyone could be denounced as an ‘enemy of the people’, still haunts me to this day. No one was safe from the knock at the door at midnight. No matter how well you tried to conform, no matter how many slogans you spouted, such was Stalin’s malevolence that nothing you did or said or thought could save you if the spotlight picked you out. But in Nazi Germany, unless you were a member of a specific risk group – the Jews, the Communists, the gypsies, homosexuals, the ‘work-shy’ and, indeed, anyone who opposed the regime – you could live comparatively free from fear. Despite all the recent academic work that rightly emphasizes how the Gestapo relied hugely upon denunciations from members of the public to do its work,3 the central truth still holds that the majority of the German population, almost certainly right up until the moment Germany started to lose the war, felt so personally secure and happy that they would have voted to keep Hitler in power if there had been free and fair elections. By contrast, in the Soviet Union not even Stalin’s closest, most loyal colleagues ever felt they could sleep securely.
The consequence of this for those who perpetrated crimes at Stalin’s behest was that the suffering they inflicted was so arbitrary that they often did not know the reasons for it. For example, the former Soviet secret policeman I met who bundled up Kalmyks and put them on trains to exile in Siberia still did not have a clear idea about what was behind the policy even today. He had one stock response when asked why he had taken part – ironically, it is the one most commonly ascribed to Nazis in popular myth; he said he had been ‘acting under orders’. He had committed a crime because he was told to, and knew that if he failed to do so then he would be shot, and he trusted that his bosses knew what they were doing. Which meant, of course, that when Stalin died and Communism fell he was free to move on and leave the past behind. It also shows up Stalin as a cruel, bullying dictator who has many parallels in history, not least in our own time with Saddam Hussein.
Then there were the Japanese war criminals I encountered who committed some of the most appalling atrocities in modern history. In China, Japanese soldiers split open the stomachs of pregnant women and bayoneted the foetuses; they tied up local farmers and used them for target practice; they tortured thousands of innocent people in ways that rival the Gestapo at their worst; and they were pursuing deadly medical experiments long before Dr Mengele and Auschwitz. These were the people who were supposed to be ‘inscrutable’. But on examination they turned out to be nothing of the kind. They had grown up in an intensely militaristic society, had been subjected to military training of the most brutal sort, had been told since they were children to worship their Emperor (who was also their commander-in-chief) and lived in a culture that historically elevated the all-too-human desire to conform into a semi-religion. All this was encapsulated by one veteran who told me that when he had been asked to take part in the gang rape of a Chinese woman he saw it less as a sexual act and more as a sign of final acceptance by the group, many of whom had previously bullied him mercilessly. Like the Soviet secret policemen I met, these Japanese veterans attempted to justify their actions almost exclusively with reference to an external source – the regime itself.
Something different appears in the minds of many Nazi war criminals and is encapsulated in this book by the interview with Hans Friedrich who admits, as a member of an SS unit in the East, to having personally shot Jews. Even today, with the Nazi regime long defeated, he is not sorry for what he did. The easy course for him would be to hide behind the ‘acting under orders’ or ‘I was brainwashed by propaganda’ excuses, but such is the strength of his own internal conviction that he does not. At the time he personally believed it was right to shoot Jews, and he gives every appearance of still believing it today. It is a loathsome, despicable position – but nonetheless an intriguing one. And the contemporary evidence shows that he is not unique. At Auschwitz, for example, there is not one case in the records of an SS man being prosecuted for refusing to take part in the killings, whilst there is plenty of material showing that the real discipline problem in the camp – from the point of view of the SS leadership – was theft. The ordinary members of the SS thus appear to have agreed with the Nazi leadership that it was right to kill the Jews, but disagreed with Himmler’s policy of not letting them individually profit from the crime. And the penalties for an SS man caught stealing could be draconian – almost certainly worse than for simply refusing to take an active part in the killing.
Thus the conclusion I reached, not just from interviews but also from subsequent archival research4 and discussion with academic researchers, was that there was a greater likelihood of individuals who committed crimes within the Nazi system taking personal responsibility for their actions than war criminals who served Stalin or Hirohito. Of course, that is a generalization and there will be individuals within each regime who do not conform to that type. And all these regimes certainly had much in common – not least a reliance on intense ideological progaganda imposed from above. But as a generalization it appears to hold good, and is all the more curious given the rigid training of the SS and the popular stereotype of German soldiers as automatons. As we shall see, this tendency for individual Nazis who committed crimes to feel more personally in control contributed to the development of both Auschwitz and the ‘Final Solution’.
It is worth trying to understand why so many of the former Nazis I have met over the last 15 years appear to find an internal justification for their crimes (‘I thought it was the right thing to do’) rather than an external one (‘I was ordered to do it’). One obvious explanation is that the Nazis carefully built on pre-existing convictions. Anti-Semitism existed in Germany long before Adolf Hitler, and plenty of other people blamed the Jews, falsely, for Germany’s defeat in World War I. In fact, the whole of the Nazis’ initial political programme in the early 1920s was virtually indistinguishable from those of countless other nationalistic right-wing parties. Hitler brought no originality of political thought; what he brought was originality of leadership. And when the Depression gripped Germany in the early 1930s, millions of Germans voluntarily turned to the Nazis for a solution to the country’s ills. No one in the elections of 1932 was forced at gunpoint to vote for the Nazis, and the Nazis went on to gain power within the existing law.
Another clear reason why the belief system amongst so many Nazis was internalized was the work of Dr Josef Goebbels,5 who was much the most effective propagandist of the twentieth century. In popular myth he is often dismissed as a crude polemicist, infamous for Der ewige Jude (The Eternal Jew), a notorious film in which shots of Jews were intercut with pictures of rats. But in reality the vast majority of his work was much more sophisticated and much more insidious. It was Hitler who was more keen on obvious hate-filled films like Der ewige Jude; Goebbels disliked that rudimentary approach, preferring the much more subtle Jud Süs, a drama in which a beautiful ‘Aryan’ girl was raped by a Jew. Goebbels’ own audience research (a science he was obsessed with) revealed that he was right; cinemagoers much preferred to see propaganda films where, as he put it, ‘they cannot see the art in it’.
Goebbels believed that it was always preferable to reinforce the existing prejudice of the audience rather than to try to change someone’s mind. On those occasions when it was necessary to attempt to alter the views of the German people, his technique was to move ‘like a convoy – always at the speed of the slowest vessel’6 and constantly to reiterate, in subtly different ways, the message he wanted the audience to receive. And in doing so he rarely tried to tell the viewers anything; he showed images and told stories that led ordinary Germans to reach the conclusion he wanted, whilst leaving them thinking they had worked it out for themselves.
During the 1930s Hitler, to Goebbels’ approval, did not often try to impose policies on the majority of the population against their wishes. This was a radical regime, of course, but one that preferred the consent of the majority, and relied to a large extent for the dynamism it so desired upon individual initiative coming from below – all of which meant that when it came to the persecution of the Jews the Nazis progressed gingerly. Central though the hatred of the Jews was to Hitler, it was not a policy he overtly pushed in the elections of the early 1930s. He did not hide his anti-Semitism, but he and the Nazis consciously emphasized other policies, such as their desire to ‘right the wrongs’ of the Versailles treaty, get the unemployed back to work and restore a sense of national pride. In the immediate aftermath of Hitler becoming Chancellor there was an outpouring of violence against the German Jews, orchestrated to a large extent by Nazi stormtroopers. There was also a boycott of Jewish businesses (supported by Goebbels, an ardent anti-Semite), but this only lasted for one day. The Nazi leadership were concerned about public opinion both at home and abroad; in particular they didn’t want their anti-Semitism to make Germany a pariah state. Two more anti-Semitic upsurges – one in 1936 with the advent of the Nuremberg Laws withdrawing citizenship from German Jews, and the second in 1938 with the burning of synagogues and the imprisonment of tens of thousands of Jews at the time of Kristallnacht – marked the other significant pre-war moments in the Nazi persecution of the Jews. But overall the pace of Nazi anti-Semitic policy was gradual, and many Jews tried to stick out life in Hitler’s Germany during the 1930s. Nazi propaganda against the Jews proceeded (with the exception of fringe fanatics like Julius Streicher and his outrageous anti-Semitic rag Der Stürmer) at Goebbels’ speed of the slowest vessel in the convoy, with neither of the overtly anti-Semitic films, Der ewige Jude or Jud Süss, shown until after the war had begun.
This notion that the Nazis proceeded incrementally against the Jews goes against the understandable desire to point to a single moment when one crucial decision was made for the ‘Final Solution’ and the gas chambers of Auschwitz. But this history is not so easily resolved. The decisions that led to the sophistication of a killing technique that delivered families to their deaths by a railway link which stopped only metres from the crematoria, took years to evolve. The Nazi regime was one that practised what one historian famously called ‘cumulative radicalisation’,7 whereby each decision often led to a crisis that led to a still more radical decision. The most obvious example of how events could spiral into catastrophe was the food crisis in the Łódź ghetto in the summer of 1941 – a situation that led one Nazi functionary to ask whether the most ‘humane solution might not be to finish off those of the Jews who are not fit for work by means of some quick-working device’.8 Thus the idea of extermination is offered up out of ‘humanity’. It should be remembered, of course, that it was the policies of the Nazi leadership that had created the food crisis in the Łódź ghetto in the first place.
This does not mean that Hitler was not to blame for the crime – he undoubtedly was – but he was responsible in a more sinister way than simply calling his subordinates together on one particular day and forcing the decision upon them. All the leading Nazis knew their Führer prized one quality in policy-making above all others: radicalism. Hitler once said that he wanted his generals to be like ‘dogs straining on a leash’ (and in this they most often failed him). His love of radicalism, plus his technique of encouraging massive competition within the Nazi leadership often by appointing two people to do more or less the same job, meant that there was intense dynamism in the political and administrative system – plus intense inherent instability. Everyone knew how much Hitler hated the Jews, everyone heard his 1939 speech in the Reichstag during which he predicted the ‘extermination’ of the European Jews if they ‘caused’ a world war, and so everyone in the Nazi leadership knew the kind of policy towards the Jews to suggest – the more radical the better.
Hitler was massively preoccupied with one task during World War II: trying to win it. He spent much less time on the Jewish question than on the intricacies of military strategy. His attitude to Jewish policy is likely to have been similar to the instructions he gave to the Gauleiters (regional leaders) of Danzig, West Prussia and the Warthegau when he told them he wanted their areas Germanized, and once they had accomplished the task he promised to ask them ‘no questions’ about how they had done it. In just such a manner it is not hard to imagine Hitler saying to Himmler in December 1941 that he wanted the Jews ‘exterminated’ and that he would ask him ‘no questions’ about how he had achieved the desired result. We cannot know for sure whether the conversation went this way, of course, because during the war Hitler was careful to use Himmler as a buffer between himself and the implementation of the ‘Final Solution’. Hitler knew the scale of the crime the Nazis were contemplating and he did not want any document linking him to it. But his fingerprints are everywhere – from his open rhetoric of hatred to the close correlation between Himmler’s meetings with Hitler at his East Prussian headquarters and the subsequent radicalization of the persecution and murder of the Jews.
It is hard to convey the excitement that leading Nazis felt at serving a man who dared to dream in such epic terms. Hitler had dreamt of defeating France in weeks – the very country in which the German army had been stuck for years during World War I – and he had succeeded. He had dreamt of conquering the Soviet Union, and in the summer and autumn of 1941 it looked almost certain that he would win. And he dreamt of exterminating the Jews, which in some ways was to prove the easiest task of all.
Hitler’s ambitions were certainly on a grand scale – but they were all ultimately destructive, the ‘Final Solution’ the most conceptually destructive of them all. It is of significance that in 1940 two Nazis who would subsequently become leading figures in the development and implementation of the ‘Final Solution’ both separately acknowledged that mass murder would go against the ‘civilized’ values to which even they aspired. Heinrich Himmler wrote that ‘physically exterminating a people’ was ‘fundamentally un-German’, and Reinhard Heydrich recorded that ‘biological extermination is undignified for the German people as a civilized nation’.9 But step by step, within the next 18 months, ‘physically exterminating a people’ was just the policy they would be embracing.
Tracing how Hitler, Himmler, Heydrich and other leading Nazis created both their ‘Final Solution’ and Auschwitz offers us the chance to see in action a dynamic and radical decision-making process of great complexity. There was no blueprint for the crime imposed from above, nor one devised from below and simply acknowledged from the top. Individual Nazis were not coerced by crude threats to commit murders themselves. No, this was a collective enterprise owned by thousands of people, who made the decision themselves not just to take part but to contribute initiatives in order to solve the problem of how to kill human beings and dispose of their bodies on a scale never attempted before.
As we follow the journey upon which both the Nazis and those whom they persecuted embarked, we also gain a great deal of insight into the human condition. And what we learn is mostly not good. In this history, suffering is almost never redemptive. Although there are, on very rare occasions, extraordinary people who act virtuously, for the most part this is a story of degradation. It is hard not to agree with the verdict of Else Baker, sent to Auschwitz as an eight-year-old, that ‘the level of human depravity is unfathomable’. However, if there is a spark of hope, it is in the power of the family as a sustaining force. Heroic acts are committed by those sent to the camps, for the sake of a father, mother, brother, sister or child.
Perhaps above all, though, Auschwitz and the Nazis’ ‘Final Solution’ demonstrate the power of the situation to influence behaviour to a greater extent than we might like to imagine. It is a view confirmed by one of the toughest and bravest survivors of the death camps, Toivi Blatt, who was forced by the Nazis to work in Sobibór and then risked his life to escape: ‘People asked me,’ he says, ‘“What did you learn?”, and I think I’m only sure of one thing – nobody knows themselves. The nice person on the street, you ask him “Where is North Street?” and he goes with you half a block and shows you, and is nice and kind. That same person in a different situation could be the worst sadist. Nobody knows themselves. All of us could be good people or bad people in these [different] situations. Sometimes when somebody is really nice to me I find myself thinking, “How will he be in Sobibór?”’10
What these survivors have taught me (and, if I am honest, I learnt it from the perpetrators as well) is that human behaviour is fragile and unpredictable and often at the mercy of the situation. Every individual still, of course, has a choice as to how to behave; it is just that for many people the situation is a key determinant in that choice. Even those unusual individuals – Adolf Hitler himself, for example – who appear to be masters of their own destiny were to a considerable extent created by their response to previous situations. The Adolf Hitler known to history was substantially formed by the interaction between the pre-war Hitler, who was a worthless drifter, and the events of World War I, which was a global conflict over which he had no control. I know not a single serious scholar of the subject who thinks that Hitler could ever have risen to prominence without the transformation he underwent during that war, and the sense of intense bitterness he felt when Germany lost. Thus we can go further than saying, ‘No World War I, no Hitler as German Chancellor’, and say, ‘No World War I, no individual who ever became the Hitler that history knows’. And whilst, of course, Hitler decided for himself how to behave (and in the process made a series of personal choices that made him utterly deserving of all the obloquy heaped upon him), he was made possible only by that specific historical situation.
However, this history also shows us that if individuals can be buffeted around by the situation, then groups of human beings working together can create better cultures, which in turn can help individuals to behave more virtuously. The story of how the Danes rescued their Jews, and of how they ensured the Jews had a warm welcome when they returned at the end of the war, is a striking example of that. The culture in Denmark of a strong and widely held belief in human rights helped make the majority of individuals behave in a noble way. But one must not be overly romantic about the Danish experience. The Danes too were influenced hugely by situational factors outside their control: the timing of the Nazi attack on the Danish Jews (at a point when the Germans were clearly losing the war); the geography of their country (which allowed for a relatively straightforward escape across a narrow stretch of water to neutral Sweden); and the lack of a concerted effort by the SS to enforce the deportations. Nonetheless, it is reasonable to conclude that one form of partial protection against more atrocities like Auschwitz lies in individuals collectively ensuring the cultural mores of their society are antipathetic to such suffering. The overtly Darwinian ideals of Nazism, which rested on telling every ‘Aryan’ German he or she was racially superior, created, of course, precisely the reverse effect.
In the end, though, there is a profound sense of sadness around this subject that cannot be reduced. Throughout the time I was working on this project the voices I heard loudest were those of the people whom we could not interview: the 1.1 million human beings who were murdered in Auschwitz, and in particular the more than 200,000 children who perished there and were denied the right to grow up and experience life. One image stuck in my mind from the moment I heard it described. It was of a ‘procession’11 of empty baby carriages – property looted from the dead Jews – pushed out of Auschwitz in rows of five towards the railway station. The prisoner who witnessed the sight said they took an hour to pass by.
The children who arrived at Auschwitz in those baby carriages, together with their mothers, fathers, brothers, sisters, uncles and aunts – all of those who died there – are the ones we should always remember, and this book is dedicated to their memory.
Laurence Rees, London, July 2004
1
SURPRISING BEGINNINGS
ON 30 APRIL 1940 SS Hauptsturmführer (Captain) Rudolf Hoess achieved a great ambition. At the age of 39, and after six years’ service in the SS, he had been appointed commandant of one of the first Nazi concentration camps in the New Reich. On this spring day he arrived to take up his duties in a small town in what had been until eight months previously southwest Poland and was now part of German Upper Silesia. The name of the town in Polish was Oświęcim – in German, Auschwitz.
Although Hoess had been promoted to commandant, the camp he was to command did not yet exist. He had to supervise its construction from a collection of dilapidated and vermin-infested former Polish army barracks, grouped around a horse-breaking yard on the edge of the town. And the surrounding area could scarcely have been more depressing. This land between the Soła and Vistula rivers was flat and drab, the climate damp and unhealthy.
No one on that first day, and that certainly included Rudolf Hoess, could have predicted the camp would, within five years, become the site of the largest mass murder the world has yet seen. The story of the decision-making process that led to this transformation is one of the most shocking in the whole of history and one that offers great insights into the functioning of the Nazi state.
Adolf Hitler, Heinrich Himmler, Reinhard Heydrich, Hermann Goering – all these leading Nazis and more took decisions that led to the extermination of more than a million people at Auschwitz. But a crucial precondition for the crime was also the mentality of more minor functionaries such as Hoess. Without Hoess’s leadership through the hitherto uncharted territory of mass murder on this scale, Auschwitz would never have functioned as it did.
To look at, there was little exceptional about Rudolf Hoess. He was of medium height, with regular features and dark hair. He was neither ugly nor strikingly handsome; he simply resembled – in the words of American lawyer Whitney Harris,1 who interrogated Hoess at Nuremberg – ‘a normal person, like a grocery clerk’. Several Polish inmates of Auschwitz confirm this impression, remembering Hoess as quiet and controlled, the kind of person you walk past every day in the street and fail to notice. In appearance, Hoess was thus as far away as it is possible to get from the conventional image of the red-faced, saliva-spitting SS monster, which, of course, makes him all the more terrifying a figure.
As Hoess carried his suitcase into the hotel opposite Auschwitz railway station that would be the SS officers’ base until suitable accommodation had been arranged within the camp, he also brought with him the mental baggage of an adult life devoted to the nationalist cause. Like most ardent Nazis, his character and beliefs had been shaped by his reaction to the previous 25 years of German history – the most turbulent the country had ever experienced. Born in the Black Forest in 1900 to Catholic parents, Hoess was affected in his early years by a series of important influences: a domineering father who insisted on obedience; his service in World War I, where he was one of the youngest non-commissioned officers in the German army; his desperate sense of betrayal at the subsequent loss of the war; his service in the paramilitary Freikorps in the early 1920s in an attempt to counter the perceived Communist threat on the boundaries of Germany; and an involvement in violent right-wing politics that led to his imprisonment in 1923.
Many, many other Nazis were forged in a similar crucible. Not least among them was Adolf Hitler. Son of a domineering father,2 nursing his violent hatred of those whom he felt had lost Germany the war in which he had just fought (and during which, like Hoess, he had been awarded an Iron Cross), Hitler tried to seize power in a violent Putsch in exactly the same year as Hoess was elsewhere involved in a politically inspired murder.
For Hitler, Hoess and others on the nationalist right, the most urgent need was to understand why Germany had lost the war and made such a humiliating peace. And in the immediate post-war years they believed they had found the answer. Was it not obvious, they felt, that the Jews had been responsible? They pointed out that Walther Rathenau, who was Jewish, had become Foreign Minister in the new post-war Weimar government. And in 1919 they believed the link between Judaism and the feared creed of Communism had been proved beyond doubt when in Munich a Soviet-style Räterepublik (Councils’ Republic) was established briefly in the spring; the majority of the leaders of this Communist-led government had been Jewish.
It did not matter that large numbers of loyal German Jews had fought with bravery (and many had died) during the war. Nor that thousands of German Jews were neither left wing nor Communist. It was much easier for Hitler and his followers to find a scapegoat for Germany’s predicament in the German Jews. In the process, the newly formed Nazi party built on years of German anti-Semitism. And from the first its adherents claimed that their hatred of the Jews was motivated not by ignorant prejudice but by scientific fact: ‘We fight their [the Jews’] actions as they cause a RACIAL TUBERCULOSIS OF NATIONS,’ declares one of the earliest Nazi posters, published in 1920. ‘And we are convinced that convalescence can only begin when this bacteria has been removed.’3 This kind of pseudo-intellectual attack on the Jews had a huge effect on men like Hoess, who professed to despise the primitive, violent, almost pornographic anti-Semitism propagated by another Nazi, Julius Streicher, in his magazine Der Stürmer. ‘The cause of anti-Semitism is ill-served by the frenzied persecution that was provided by Der Stürmer,’4 wrote Hoess in prison after the defeat of Nazism. His approach was always colder, more ‘rational’, as he saw it. He claimed to have little quarrel with individual Jews; the problem for him was the ‘International world Jewish conspiracy’, by which he imagined that Jews secretly held the levers of power and sought to help each other across national boundaries. This was what he believed had led to Germany’s defeat in World War I. This was what he felt had to be destroyed: ‘As a fanatical National Socialist I was completely convinced that our ideal would gradually be accepted and would prevail all over the world … Jewish supremacy would therefore be destroyed.’5
After his release from prison in 1928 Hoess pursued another of the treasured right-wing nationalist beliefs which, like anti-Semitism, helped define the Nazi movement: love of the land. Whilst the Jews were hated because for the most part they lived in cities (despised, as Goebbels put it, for their ‘asphalt culture’), ‘true’ Germans never lost their love of nature. It was no accident that Himmler himself had studied agriculture, nor that Auschwitz was eventually to have one incarnation as an agricultural research station.
Hoess joined the Artamans, one of the agricultural communities that flourished in Germany at the time, met the woman who became his wife, and settled down to become a farmer. Then came the moment that changed his life. In June 1934 Himmler, Hitler’s chief of police, invited him to give up farming and become a full-time member of the SS, the elite Shutzstaffel that had originally been founded as the Führer’s personal bodyguard and, among other duties, was now running the concentration camps.6 Himmler had known Hoess for some time and liked what he saw. Hoess was an early member of the Nazi party, having joined in November 1922, and held party number 3240.
Hoess had a choice. He was not forced to volunteer – no one was conscripted into the SS. Yet he chose to join. In his autobiography he gives this reason for his decision: ‘Because of the likely prospect of swift promotion and the salary that accompanied it, I was convinced that I had to take this step.’7 This was only half the truth. Not surprisingly, writing after Nazism had been defeated, Hoess omits what must have been for him the most important deciding factor: his emotional state at the time. In 1934 Hoess would have felt he was witnessing the beginning of a new and wonderful world. Hitler had been in power for a year and already the Nazis’ internal enemies – the left-wing politicians, the ‘work-shy’, the anti-socials, the Jews – were being confronted. All over the country Germans not in these specific risk-groups welcomed what they saw. Typical was the reaction of Manfred von Schroeder, a banker’s son from Hamburg who joined the Nazi party in 1933: ‘Everything was in order again, and clean. There was a feeling of national liberation, a new start … People said, “Well, this is a revolution; it is an astonishing, peaceful revolution, but it is a revolution.”’8 Hoess now had a chance to be a player in this revolution; a revolution that he had prayed for since the end of World War I. Joining the SS meant status, privilege, excitement and a chance to influence the course of the new Germany. Staying a farmer meant, well, staying a farmer. Is it surprising that Hoess made the choice he did? So he accepted Himmler’s invitation and in November 1934 arrived at Dachau in Bavaria to start his service as a concentration camp guard.
In the popular consciousness today, certainly in Britain and America, there exists confusion about the function of the various camps in the Nazi state. Concentration camps like Dachau (which was established in March 1933, less than two months after Adolf Hitler became German Chancellor) were conceptually different from death camps like Treblinka, which were not in existence until the middle of the war. Adding further to the confusion in many people’s minds is the complex history of Auschwitz, the most infamous camp of all, which was to evolve into both a concentration camp and a death camp. Grasping the importance of the distinction between the two is essential in order to understand how Germans at the time rationalized the existence of places like Dachau during the 1930s. None of the Germans I have filmed – even those who were formerly fanatical Nazis – professed themselves ‘enthusiastic’ about the existence of the death camps, but many were more than content during the 1930s with the reality of the concentration camps. They had just lived through the nightmare of the Depression and had witnessed how, as they saw it, democracy had failed to prevent the country entering a spiral of decline. The spectre of Communism still existed. In elections held in the early 1930s Germany seemed to be splitting towards the extremes, with large numbers voting for the Communist party. And to a man like Manfred von Schroeder, who hailed the Nazis’ ‘peaceful revolution’ in 1933, there were clear historical parallels that explained the necessity for the existence of the concentration camps: ‘To be a French nobleman in the Bastille was not so agreeable, was it? … There were the concentration camps, but everyone said at that time, “Oh, the English invented them in South Africa with the Boers.”’
The first prisoners who entered Dachau in March 1933 were mostly political opponents of the Nazis. Jews were taunted, humiliated and beaten up in those early days, but it was the left-wing politicians9 of the former regime who were seen as the more immediate threat. And Hoess, when he arrived at Dachau, believed absolutely that these ‘true opponents of the state must be securely locked up’.10 The next three and a half years at Dachau were to play a defining role in shaping his character. For the carefully conceived regime at Dachau, inspired by Theodor Eicke, the first commandant of the camp, was not just brutal; it was designed to break the will of the inmate. Eicke channelled the violence and hatred the Nazis felt towards their enemies into systems and order. Dachau is infamous for the physical sadism practised there: whippings and other beatings were commonplace. Prisoners could be murdered and their death dismissed as ‘killed whilst attempting an escape’, and a significant minority of those sent to Dachau did die there. But the real power of the regime at Dachau lay less in physical abuse – terrible as it undoubtedly was – and more in mental torture.
The first innovation at Dachau was that, unlike in a normal prison, the inmate had no clue as to how long his sentence was likely to be. Whilst during the 1930s most prisoners in Dachau were released after a stay of about a year, any individual sentence could be shorter or longer depending on the whim of the authorities. There was no end date for the prisoner to focus upon, only the permanent uncertainty of never knowing if freedom would come tomorrow, or next month, or next year. Hoess, who had endured years of imprisonment himself, knew at once the terrible power of this policy: ‘The uncertainty of the duration of their imprisonment was something with which they could never come to terms,’ he wrote. ‘It was this that wore them down and broke even the most steadfast will … Because of this alone their life in camp was a torment.’11
Added to this uncertainty was the way in which the guards could play with the minds of the prisoners. Josef Felder, an SPD (socialist) member of the Reichstag who was one of the earliest inmates of Dachau, remembers – when he was at his lowest point emotionally – how his jailer took a rope and demonstrated the best way to tie a noose so that he could hang himself.12