cover missing

Contents

About the Author

Also by John D. Barrow

Dedication

Title Page

Epigraph

Preface

0. Nothingology – Flying to Nowhere

Mysteries of Non-existence

Nothing Ventured

Nothing Gained

1. Zero – The Whole Story

The Origin of Zero

Egypt – In Need of Nothing

Babylon – The Writing Is On the Wall

The No-entry Problem and the Babylonian Zero

The Mayan Zero

The Indian Zero

Indian Conceptions of Nothingness

The Travelling Zeros

The Evolution of Words for Zero

A Final Accounting

2. Much Ado About Nothing

Welcome to the Hotel Infinity

Greeks, Bearing Gifts

Islamic Art

St Augustine

The Medieval Labyrinth

Writers and Readers

Shakespearean Nothings

Paradox Lost

3. Constructing Nothing

The Search for a Vacuum

A Tale of Two Nothings

How Much of Space Is Space?

4. The Drift Towards the Ether

Newton and the Ether: To Be Or Not To Be?

Darkness in the Ether

Natural Theology of the Ether

A Decisive Experiment

The Amazing Shrinking Man

Einstein and the End of the Old Ether

5. Whatever Happened to Zero?

Absolute Truth – Where Is It To Be Found?

Many Zeros

Creation Out of the Empty Set

Surreal Numbers

God and the Empty Set

Long Division

6. Empty Universes

Dealing With Entire Universes on Paper

Vacuum Universes

Ernst Mach – A Man of Principle

Lambda – A New Cosmic Force

Deep Connections

7. The Box That Can Never Be Empty

It’s a Small World After All

The New Vacuum

All At Sea in the Vacuum

The Lamb Shift

Forces of the World Unite

Vacuum Polarisation

Black Holes

8. How Many Vacuums Are There?

Vacuum Landscape Appreciation

The Unification Road

Vacuum Fluctuations Made Me

Inflation All Over the Place

Multiple Vacuums

Eternal Inflation

Inflation and New Lambda

Falling Downstairs

Bits of Vacuum

9. The Beginning and the End of the Vacuum

Being Out of Nothingness

Creation Out of Nothing

Philosophical Problems About Nothing and How We Escaped From It

Creation Out of Nothing in Modern Cosmology

No Creation Out of Anything?

The Future of the Vacuum

Notes

Index

Copyright

About the Author

John D. Barrow is Research Professor of Mathematical Sciences in the Department of Applied Mathematics and Theoretical Physics at the University of Cambridge. He is the author of several bestselling books, including Theories of Everything and Impossibility.

Also available from Vintage

John D. Barrow

 

IMPOSSIBILITY

The Limits of Science and the Science of Limits

‘If you are fascinated, as I am, by the limits of knowledge, you will be richly rewarded by this book’

New Scientist

‘Around the theme that what is impossible may define the universe more clearly than the list of possibilities, Barrow conducts a tour of many of the most interesting topics in recent popular science, giving most of them a new twist in the telling . . . Barrow shows how there are limits on the kinds of questions to which we can expect answers . . . his book leaves one feeling that this kind of impossibility is no cause for despondency. Rather, trying to improve our understanding of just what is possible, and what is not, seems a vital part of the enterprise our kind of consciousness has called science’

Financial Times

‘A thoughtful, careful and insightful book that is presented in a skilfully woven narrative, guiding the reader gently through the thicket of logic, physics, and mathematics. I highly recommend it, especially if you like dizzying, mind-bending ideas that will make your head swim’

New Scientist

In memory of Dennis Sciama

Index

The page references in this index correspond to the printed edition from which this ebook was created. To find a specific word or phrase from the index, please use the search feature of your ebook reader.

absolute zero 7

Adams, Robert M. 5

‘Aftermath’ 2

air pressure 64, 99–106, 111–13, 114, 117

Alhambra, Spain 70, 71

Ali G 5

Allen, Woody 256

American Indians: counting system 15

Anaxagoras 64–65

Anderson, Poul 271

Anselm, Saint, Archbishop of Canterbury 172, 173

anti-gravitation 252

anti-matter 280

anti-quarks 236

Apollonius 46

Aquinus, Thomas 74

Arab culture:

counting 46

Indian mathematics assimilated by 46–47, 48, 49

numerals and 47–48

Archimedes 46

Aristotle:

Christianity, synthesis with 69, 75

creation from nothing and 81–82

God’s constraints and 81

logic 59, 93, 153–54, 157

uncreated Universe and 82

vacua and 60, 68, 76, 79, 97

world view 69

as-sifr 49

asymptotic freedom 236, 237

atmosphere 102, 105–6, 111–13, 117

atomism 65–68, 69, 82, 95–96

Augustine, Saint 5, 72–75

Aztecs 24

Babylonians:

astronomers 25, 29

mathematicians 25, 51

numerals’ positioning 25–26

separator symbol 27

Sumerians and 20

zero and 26–29, 51

see also Sumerians

Bacon, Roger 77, 78, 94

Badra: Azerbaijan 70

Baghdad 47:

Caliph of 47

barometers 100

bases 15–16, 20, 24

Basilides 295–96

Beatles, The 8

Being and Nothingness (Sartre) 57

Bell, Graham Alexander 143

Ben Ezra 46

Bentley, Richard 126, 129, 134

Bergson, Henri 299–300

beta particles 146

Bible 181, 294–95, 296

Big Bang:

black holes and 240

forces’ unification and 249

gravitational waves 188

radiation from 197, 258–59, 283

vacuum fluctuations from 260

Bihârîlâl 38

binary arithmatic 4

binary pulsars 183, 184

bindu 40, 44, 49

black holes:

definition 238

event horizon 239

explanation of 238–39

explosions and 240

gravity and 239, 241

gravity waves and 184

identifying 239

large galaxies and 238

mass 239

quantum vacuum and 239–40, 241

Universe’s future and 314

black-body radiation 211–13, 217, 240

Blasius of Parma 79

Boersma, Sipko 223, 225

Bohr, Niels 206

Bolyai, Janos 155

Bonaparte, Napoleon 52

Bondi, Hermann 196, 312

Book of Number (Ben Ezra) 46

Boole, George 164–65

Boomerang 259, 261, 262

Born, Max 209

bosons 227

Boyle, Robert 10, 102–3, 124, 128

Brahmagupta 38

Brahmasphutasiddhanta 47

Bridgewater Treatises 135

Bruno, Giardano 114

Buber, Martin 57

Burley, Walter 78, 79–80, 94

Cage, John 6–7, 30

Cantor, Georg 165, 171, 174

Carroll, Lewis 58

Casimir, Hendrick 217, 219, 220

Casimir Effect 217, 219, 221, 223, 224

cefirum 49

‘chaos’ 59

Chesterton, G. K. 287

chiffre 50

China:

Indian counting system and 46

numerals 26

zero and 37

Christianity:

creation and 72–73, 292–98, 313

Greek and Jewishes influences 59, 75

science and 293

Chrysippus of Soli 68

cifra 49

cipher 2–3, 49, 50

ciphra 51

circulus 51

Clarke, Arthur C. 188

Clarke, Samuel 83

classical physics: end of 150

clepsydra see water-catcher experiment

Clermont 111

Cleveland, Richard 167

Cook, John 135

Colie, Rosalie 85

colour charge 227, 228, 235

computers 4

constants: non-uniformity of 264–66

Conway, John 169, 171

Copernicus, Nicholas 102

Cornford, Francis 298

Cosmic Background Explorer satellite 214, 258

cosmological constant see lambda

cosmology: vacuum and xiii

counting 14–15

creation field 196

creation out of nothing:

Christianity and 72–73,292–98

impossibility of 58

modern cosmology and 302–7, 311

myths and 290–91

problems of 11

vacuum and 106

creation out of something 289–90

Curie temperature 245

Da̦browski, Mariusz 310

dark matter 119

De Rerum Natura (Lucretius) 65

de Sitter universe 315, 316

Dead Souls (Gogol) 7

death 8

Debeye, Paul 221

Democritus 65, 67, 116

Desaguliers, Mr 98–99

Descartes, René:

air pressure and 111, 115

matière subtile 126

matter and 130

Pascal and 115

vacuum denied by 126, 130

vortex theory 126–28, 130

Dialogue Concerning Two World Systems (Galileo) 91–92

Dirac, Paul 51, 206

distances, measuring 197–203

Doppler shift 201, 202

Dyson, Freeman 315

Egypt:

hieroglyphic numerals 17, 18

numbers 16–19

zero absent 19

Einstein, Albert:

curved space and 181

empty universes and 186

equations of motion 178, 185

ether and xii 10, 146–51, 205

field equations 178, 180, 181, 182, 185, 188, 191, 192, 303

general theory of relativity (gravity) 148, 176, 177–80, 182–85, 188–94, 254, 302–3, 307, 315

lambda and 189–93, 195, 196, 205–6, 272, 310, 314

motion and 147–48, 149

Newton and 176–77

predictions confirmed 177

quantum theory and 204, 206

space/time and 177–80

special theory of relativity 148, 151, 177

successors to theories of 148

Universal homogeneity and 189

Universe expanding and 303

Universes and 181–85

vacua and 181

vacuum energy 11

Eldridge, Niles 277

Elea, school of 66

electromagnetism 227, 230, 233–36, 248

electrons:

electromagnetic repulsion between 235

firing at each other 232–33

mass 146

orbits of 210, 225

quantum vacuum and 233–34, 235

speed 146

weak force and 227

zero point motions around 225

elementary particles:

Universe and 205

wavelength 208

wavelike behaviour 208

see also under names of individual types

Empedocles 62, 63, 77

energy:

conservation 271

electromagnetic interaction and 235

forms of 180, 250

of motion 271

potential 271

quantum theory and 207–8, 210

space and 254

wavelengths 211

wavelike character 210, 211–14

entropy 309, 310

Epicurus 65, 67, 122

Epimenides 92

Escher, Mauritz 71

Essay on Silence (Hubbard) 7

ether:

beginning of belief in 62–63, 123–24

darkness of night sky and 132

detecting 139–44

Einstein and xii 10, 146–51, 205

Empedocles 62

existence disproved 141–44

gravity and 130

light and 135

natural theology of 134–36

nature of xii

Newton and 124, 125, 128–30

pneuma and 68

popularity of idea 136

tragedy of 204

Euclid 92, 93, 110, 153–58

Europe:

numbers system introduced 48

zero and 46

European Space Agency 260

event horizon 238, 239

existentialists 57

extracosmic void 76, 80–81, 83, 131, 151

Fernando II, Grand Duke 99

Feynman, Richard 207

fine structure constant 231–32

FitzGerald, George 145, 146, 149

FitzGerald–Lorenz contraction 145, 146, 149

forces of nature:

distinct forms 226

temperature and 244

underlying unity 229

unity 229, 230, 236–37, 248–56, 280

4 minutes 33 seconds 6–7

Friedmann, Alexander 191, 199

funiculus 103

galaxies 118

clusters 120

origins of 281, 282-84

vacuum region surrounding 132

Galbraith, John K. 4

galgal 46

Galilei, Galileo 10, 92, 96–97, 103, 114

Gamaliel, Rabbi 294

Gardner, Martin 7

gases under pressure 96 see also air pressure

Gassendi, Pierre 82

Gauss, Carl Friedrich 155

geometry 153–57

Gerbert of Aurillac 48

Gersdorf, Johannes von 106–7

Gibbs, Josiah Willard 145

Gjertsen, Derek 122

gluons 227, 235, 236

Gnostic philosophies 295, 297

God:

Design Argument and 82, 126, 134

empty sets and 171–73

Nature and 293

ontological argument for existence of 172

space and 82, 83–84

vacua and 81–82

Gödel, Kurt 92–93, 301

Gogol, Nikolai 7

Gold, Thomas 196, 312

Gombrich, Ernst 72

Gore, John 131, 133

Gould, Stephen Jay 277

Graham, Ronald 158

‘grand unification’ temperature 249

Grant, President Ulysses Simpson 138

graphs 163

gravitational instability 258

gravity:

all matter has 118–19

complexity of 180

Einstein and 177–80

Einstein dispenses with 178

energy and 241

ether and 130

gravitons 227, 228

as innate property 125

interaction with itself 180

mass and 184, 186

quantum theory and 306, 311

repulsive 195, 306, 307, 310

vacua and 126

waves 184–85, 187

weakness of 229

see also lambda

Greeks:

counting system 24

creation out of nothing and 297

logic 42, 44, 93

nothing and 9, 42, 44–45, 52, 59–62, 64

zero and 13, 51–52

Guericke, Otto von 103–8

Guth, Alan 252, 280

Guy, Richard K. 26

Hamlet (Shakespeare) 87, 88

Harary, Frank 163

Hartshorne, Charles 172

Hawking, Stephen 239, 240, 241, 306, 311, 314

Hebrew tradition:

creation out of nothing 293–94

Indian counting system and 46

nothing and 42

numerals’ positioning 46

zero 46

Hegel, Georg Friedrich Wilhelm 58

Heidegger, Martin 299

Hein, Piet 95

Heisenberg, Werner 206, 207, 215:

Uncertainty Principle 215, 233, 257

Helmholtz, Hermann von 143

Hero 82

Hilbert’s Hotel 55–56

histories 304–5

Hodges, Andrew 300

Hoffman, Banesh 204

Hollywood, John of 50

Homer 60

Hooke, Robert 102

Hoyle, Fred 117, 196, 312

Hubbard, Elbert 7

Hubble, Edwin 199, 202

Hubble Space Telescope (HST) 12, 200, 201, 202, 285

Huguenots 3

Huxley, Aldous 172

Huygens, Christiaan 115, 124, 135

hydrogen atom 225–26

hyperinflation 4

ideal forms 54, 94, 297–98

Ifrah, Georges 35, 44

India:

astronomers 36

counting system 35–42, 45–46

mathematics assimilated by Arabs 46–47, 48, 49

non-being and 42, 44

nothing and 9, 40, 42–45, 52

numerals 36, 37

numerals positioning 35, 36

zero and 35–42, 51, 52

Indus: numerals 35

Indus valley culture 35

infinity 55–58, 59:

paradoxes and 58

inflation, cosmological 251, 252, 253–54, 255, 256

information storage and precessing 315–16

interferometer 143, 145–46, 184

intracosmic void 76

inverse square law 190

Irenaeus 295

Isaac of Nineveh 69

Islamic art 69–72

Johns, Jasper 6

Johnson, Samuel 13

Jolson, Al 1

Joseph, Tim 292, 302

Judaism see Hebrew tradition

Judeo-Christian world view 69

Kafka, Franz 136

Kak, Subhash 38

Kant, Immanuel 172

Kaufmann, Walter 146

Kelvin, Lord 130, 136

Kepler, Johannes 128

Kerr, Philip 176, 226

Al-Kharizmi 46–47

Kibble, Tom 279

King Lear (Shakespeare) 89–90

Knuth, Donald 158, 169

Kohn, Marek 134

Krailsheimer, Alban 108

Kramer, Hilton 6

Kramers, Hendrick 207

Kushner, Laurence 91

Lamb shift 225–26

Lamb, Willis 226

lambda force 189–203, 205–6, 271–75, 306, 310, 311, 314, 315

Lamoreaux, Steve 219, 220

Lao-tzu 230

Laplace, Pierre Simon de 46

Latin, medieval 49

laws of Nature:

asymmetry of 248

symmetricality and 247–48

Laws of Thought, The (Boole) 165

Leibnitz, Gottfried 42, 83–84, 129, 298–99

Lemaître, Georges 194–95, 196, 272

leptons 227, 228, 229

Leucippus 65

Liar paradox 92

life: and future of Universe 315–18

light:

behaviour of 124–25

ether and 135

gravity and 179

particle characteristics 125

speed of 147, 148, 149, 177

wave characteristics 124–25

see also photons

light bulbs 11

Linde, Andrei 251, 267–68

Lobachevski, Nikolai 155

Logan, Robert 13

Lorentz, Hendrik 145, 146, 149, 150

Louis XIV 3

Lucretius 77, 82, 95

M theory 148

Macbeth (Shakespeare) 87

McCrea, William 196

McCrum, Robert xi

Mach, Ernst 186–88

Mach’s Principle 186–88

‘Magdeburg Hemispheres’ 103–5

magnetism 245–47

MAP (Microwave Background Explorer) 260

Mare, Father de la 113

Maric, Mileva 150

Marvell, Andrew 152

Marx, Groucho 319

Masefield, John 223

mass:

gravity waves and 184, 186

space and 182, 254

wavelike character 210

mathematical modelling 158

mathematics:

absolute truth and 92–93

different structures of 158–59, 161, 162, 173–75

existence and 299, 300, 302

groups 159–62

importance to theologians and philosophers 153

infinity and 55

metaphysical influences 175

natural world, gap from 157, 158, 162

new directions 152

physical existence and 162, 299, 300, 302

pure 174, 175

relativism of 157

science, difference from 158

teaching 169–70

see also sets

matter:

creation of 196

excess over anti-matter 280

hierarchy of systems 118

Matthew Effect 258

Maxwell, James Clerk:

ether and 139

light and electromagnetism 145

vacuum and 215

Mayans:

calculations, distinctions in sophistication 30

calendar 33–34

counting system 30–31

numerals 31

numerals’ positioning 31

zero 30–34

zero, hieroglyphs for 34

Mearns, Hughes 1

mercury 99, 101, 103:

vacuum at top of column 99, 102, 103, 113, 124

Mercury 179

Mersenne, Marin 110, 114

Michelson, Albert: ether and 10, 137–44, 145, 147, 149, 184

Michelson, Samuel 137

microwave photons 120

microwave radiation 258, 260

middle ages:

experiments and 94

vacuum and 9, 75–84

Milky Way 118, 188

Millennium Bug 14

Moon: gravity experiment on 98

More, Henry 82

Morley, Edward 144, 145, 147, 149

motion:

curved space and 178–79

length and mass and 147

Much Ado about Nothing (Shakespeare) 87

muons 227

musicians 6–7

Nâgarî script 36

‘napoo’ 3

Napoleon Bonaparte 52

Narmer, King 17, 18

NASA 214, 258

natural numbers 168

natural selection 277

Nature:

God and 293

vacuum and 76–77

neutrino-like particles 119

neutrinos:

quarks and 229

weak force and 227

Newcomb, Simon 132, 133

Newton, Sir Isaac:

absolute space and 123

atomic structure of matter 131

cosmos, conceptions of 131

ether and 124, 125, 128–30

forces’ instantaneous action and 62

God and 82, 84

gravity and 84, 122, 125–26, 128, 129, 176, 190, 191

laws of motion 84, 122–23, 147–48, 149

light and 124–25, 128

Opticks 83, 129

Principia 128, 129

space and 82, 83

space/time and 177

vacuum and 131

night sky, darkness of 130–34

Nihil (Passerat) 86

Nihil (Von Guericke) 107

Nimmo 4

Noël, Père 115–16

‘non-Euclidean’ 157

nothing:

artists and 5, 6–8

Christianity and 72–75

creation out of 11, 72, 73, 90

creation out of impossible 58

different traditions confronting 4–5

Eastern philosophies and xii

existence of 54

fascination of xi

importance of 9

literary fascination with 9, 60, 84–88, 91, 109

mathematics’ acceptance of 94

metaphysical 109

multiple meanings for 44, 109

perplexing nature 1–2

philosophical problems about 298–302

philosophy and 8–10

physical 109

physicists’ concept 5

puns and paradoxes 9, 60, 84–88

quantum theory and 11

as something xi 107

something and 287

synonyms 1, 4

theology and 8, 72–75, 94

two types 108–17

zero and 175

see also vacuum; zero

Nothing Book, The 7

nuclear reactions 226

‘null’ 50

Number Zero, The (Johns) 6

numbers:

decimal 169

natural 170

negative 170

place value system 18, 19, 21, 24–26, 30–31, 51:

zero and 28, 36–37, 51

surreal 169–71

numerals, grouping in threes 47

Odyssey, The (Homer) 60

On the Letter O 86

Opticks (Newton) 83, 129

O’Shaughnessy, Arthur 307

outer space: vacuum 118

parallel postulate 154–55

Paris condemnations 81

Parmenides 44–45, 58, 59, 61–62

Pascal, Blaise:

achievements of 109

air pressure and 10, 111–13, 117

Descartes and 115

mathematics 109–10

Pensées 109

silence of space terrifies 56–57

vacua and 10, 111, 113–17, 124

Passerat, Jean 86

Patashnik, Owen 158

Paul, St 275

Penrose, Roger 304, 305, 306, 311

Pensées (Pascal) 109

Périer, Florin 111

Petit, Pierre 111

Philosophical Transactions of the Royal Society 98–99

photons:

electromagnetism and 226, 235

history of 120

numerousness of 120

Pisa, Leaning Tower of 98

Pisa, Leonardo of 49–50

Planck, Max 206, 211, 212, 213, 240

Planck Surveyor 260

Planck’s constant 208, 213, 233

Plato 45, 54, 94, 297–98

pneuma 68, 123–24

Porter, Cole 173

Poseidonius of Apamea 68

positrons:

quantum vacuum and 233–34

repelling chanrge 235

Prayse of Nothing, The 85

Principia (Newton) 128, 129

protons:

gravitational force between 229

strong force and 227

Proust, Marcel 287

pumps 98, 99

Puthoff, Harold 222

Pythagoreans: vacuum and 67–68

quantisation 207, 208

quantum theory:

accuracy of predictions 207

determinism in 209

gravity and 306

importance of 151

incompleteness of 229

light and 207

Newton’s laws and 209

nothing and 11

pioneers of 206

position and velocity 215

stability and 210

vacua and xiii 5, 10, 151, 228, 233–37, 239

wavelengths 208, 227

quarks:

anti-quarks 236

colour charge 227, 228, 235, 236

definition of 227

electric charge 228

families of 229

as most elementary particles 228

quasars 123, 197

radiation: energy and 119–20

radioactivity 226

Rauschenberg, Robert 6

Read, Ronald 163

Reinhardt, Ad 6

relativity: importance of 151

Renyi, Alfréd 13

Retherford, Robert 22

Ricci, Michelangelo 100, 101, 111

Roman numerals 16, 48

Rotman, Brian 59–60

Royal Society 103

Rucker, Rudy 194

Russell, Bertrand 174, 300

Salmon, Wesley 152

Sankheda 36

Sartre, Jean-Paul 57, 90–91

scalar fields 249–52, 253, 257, 258, 259, 262, 268, 273, 275, 306

Scholastics 78, 84

Schrödinger, Erwin 206, 208–9

Schwinger, Julian 222

science:

Christianity and 293

effectiveness of 287

experimental investigation and 93

mathematics, difference from 158

theories 148

Sen, Dev 219

sets:

definition 165

numbers and 166–67, 168, 169–71

sets within 167

see also following entry

sets, empty;

creation from 164–68, 169

God and 171–73

need for 166

zero and 166

Shackleton, Len 7

Shakespeare, William 87–91, 267

ships, rolling: attraction of 223–25

Simplicio 91

Simplicius 58

singularities 303, 304, 305, 307, 308, 314

Sitter, Willem de 315

something, rather than nothing 287, 298

sonoluminescence 222

sound, behaviour of 125

sound-wave energy: conversion into light 222

space:

beginning to 312

curved 178, 181, 185, 186, 189, 254

dimensions 265–66, 267

God and 82, 83–84

spacetime 180, 181, 182

Spain 46

Sparnaay, Marcus 219

Spinoza, Baruch 155

Sriyantra 40

stars:

nuclear fuel 314

variable 198, 199

steady-state theory 196–97, 312

Stein, Gertrude 117

Stewart, Balfour 136

Stoicism 68–69, 80, 82, 123

strong force 226, 227

Sumerians:

clay tablets 21

counting 16, 20

cuneiform signs 23

numerals 21, 22, 24

writing implements 23

see also Babylonians

Sun: motion of 146

sunya 38, 40, 49

supernovae 200–2, 260–62, 270

Sylvester II, Pope 48

symmetry breaking 247

Tait, Peter Guthrie 136

Tantric tradition 40

Tatian 297

tauons 227

telescopes, ground: advanced 200

temperature:

early Universe 249

forces and 244–47, 249

wavelength and 211–14

Tempier, Bishop Etienne 81

Tessimond, A. S. J. 278

Thales 44, 61

Theaetetus 45

theca 51

theology:

creation and 292–93

nothing and 8, 72–75, 94

vacuum and 9

Theophilus of Antioch 297

time:

beginning to 312

Creation and 82

curved 186

dimensions 265–66, 267

energy and 182

mass and 182

time travel 187, 304

time-keeping in 60s 20, 26

Tipler, Frank 315, 316

Tolkien, J. R. R. 264

Torricelli, Evangelista:

air pressure and 10, 64, 99–102, 111, 113–14, 117

interests of 102

vacua and 124

transformation rules 159, 162

Turing, Alan 300

Universe:

beginning 11, 289–92, 303, 305, 307, 312, 313

change, necessity for 189, 190, 193

cyclic 307–10

density differences 253

density low 121

early stages of 119, 205, 213, 214, 237, 249

energy fields in 249–50

elementary particles and 205

future of 313–18

matter clustering 120–21

myths about 289–90

non-uniformity 256, 257, 258, 264, 270, 303

nuclear reactions in early history 119

past hotter and denser 205

quantum-transition into another type of universe 317

rotation 187

stability of may be temporary 276

static 191

temperature differences 253

ultimate theory of 288

vacuum 181–85, 186–88

see also following entry

Universe, expanding:

acceleration of 197–203, 251, 280–81, 314

critical dividing line 252–53, 255, 259

direction, uniformity of 253–54

gravity and 185, 188

inflation 251, 252, 253–54, 255, 256, 257–58, 259, 262–64, 267–75, 277, 281, 284, 306, 307, 310–11

lambda and 203

necessity for 193

non-spherical 185

temperature and 259, 260, 314

vacuum energy and 12, 56

varieties of 192

WIMPS and 119

 

vacuum:

before creation 81

changes in 5, 252–53, 279, 317

concept first used 65

cosmic strings 279, 282–86

definition 242

different types 242–48, 277

electromagnetic oscillation and 220

empty space and 115–16

experimental science and 10

fluctuations 256–62

God and 81–82

importance of 5

inflation and 256

lambda and 195, 205–6

landscapes 249, 277, 288, 317

life and 121

mass, wavelike character and 210

monopoles 279, 280–82

necessary for change 66

nothing and 5

physical reality of 95, 109

pieces of 279

polarisation 230–37, 244

possibility of doubted 10, 54, 96, 115, 137

quantum theory and xiii 5, 10, 151, 216–17, 228, 233–37, 237, 239, 241

searching for 95–108

shape changes 279

smooth surfaces’ separation and 77–80

states 11, 250–51, 264–67, 277, 279

Uncertainty Principle and 216

Universes 181–85, 205

Universe’s future and 313–18

walls 279

vacuum, cosmic 10, 203, 315

vacuum energy 11–12, 203, 206, 218, 306, 313, 315, 316–17

vacuum tubes 11

‘vanishing point’ 6

Vâsavadattâ 37

Velentius 295

Vilenkin, Alex 268

Vinci, Leonardo da 53

water-catcher experiment 63, 64–65, 77, 80

wave function 209

weak force 226, 227, 229–30, 248

West, Mae 225

Whewell, William 135–36

Whitehead, Alfred North 176

WIMPS (weakly interacting massive particles) 119

Winter’s Tale, The (Shakespeare) 87

Wittgenstein, Ludwig 299, 300

wordplay 9, 60, 84–88

X-ray binary systems 239, 240

X-rays 11, 239

zefiro 50

zefirum 49

zefro 50

Zeno 58, 59, 79:

paradoxes 59, 60, 61

Zeno of Cition 68

zero:

Babylonians and 26–29, 51

circumlocutions 2

complication of 164

derogatory associations 2–3

etymology 49–50

Greeks and 14, 51–52

India and 35–42, 51, 52

infinity and 55–58

mathematical fragmentation and 163

Moslems and 71–72

no-entry 28, 29, 38

nothingness and 175

numbers’ relative positioning and 19, 28

as operator 37–38

Romans and 16

sets and 166

shape of 38–39

spread of 45–49

strings 4

usefulness of 52

words for 39–40, 49–51

see also nothing; zero

zero-point energy 216, 217–22

zevero 50

Ziffer 51

‘zilch’ 2

‘zip’ 2

Preface

“Deciding on a book’s beginning is as complex as determining the origins of the universe.”

Robert McCrum

‘Because it’s not there’ might be reason enough to write a book about Nothing, especially if the author has already written one about Everything. But, fortunately, there are better reasons than that. If one looks at the special problems that were the mainsprings of progress along the oldest and most persistent lines of human inquiry, then one finds Nothing, suitably disguised as something, never far from the centre of things.

Nothing, in its various guises, has been a subject of enduring fascination for millennia. Philosophers struggled to grasp it, while mystics dreamed they could imagine it; scientists strove to create it; astronomers searched in vain to locate it; logicians were repelled by it, yet theologians yearned to conjure everything from it; and mathematicians succeeded. Meanwhile, writers and jesters were happy to stir up as much ado about Nothing as ever they possibly could. Along all these pathways to the truth Nothing has emerged as an unexpectedly pivotal something, upon which so many of our central questions are delicately poised.

Here, we are going to draw together some of the ways in which our conceptions of Nothing influenced the growth of knowledge. We will see how the ancient Western addiction to logic and analytic philosophy prevented progress towards a fruitful picture of Nothing as something that could be part of an explanation for the things that are seen. By contrast, Eastern philosophies provided habits of thought in which the idea of Nothing-as-something was simple to grasp and not only negative in its ramifications. From this first simple step, there followed a giant leap for mankind: the development of universal counting systems that could evolve onwards and upwards to the esoteric realms of modern mathematics.

In science, we will see something of the quest to make a real vacuum, in the midst of a thousand years of tortuous argument about its possibility, desirability and place. These ideas shaped the future direction of many parts of physics and engineering while, at the same time, realigning the philosophical and theological debates about the possibility and desirability of the vacuum – the physical Nothing. For the theologians, these debates were, in part, the continuation of a crucial argument about the need for the Universe to have been created out of both a physical and a spiritual Nothing. But for the critical philosophers, they were merely particular examples of ill-posed questions about the ultimate nature of things that were gradually falling into disrepute.

At first, such questions about the meaning of Nothing seemed hard, then they appeared unanswerable, and then they appeared meaningless: questions about Nothing weren’t questions about anything. Yet, for the scientists, producing a vacuum appeared to be a physical possibility. You could experiment with the vacuum and use it to make machines: an acid test of its reality. Soon this vacuum seemed unacceptable. A picture emerged of a Universe filled with a ubiquitous ethereal fluid. There was no empty space. Everything moved through it; everything felt it. It was the sea in which all things swam, ensuring that no nook or cranny of the Universe could ever be empty.

This spooky ether was persistent. It took an Einstein to remove it from the Universe. But what remained when everything that could be removed was removed was more than he expected. The combined insights of relativity and the quantum have opened up striking new possibilities that have presented us with the greatest unsolved problems of modern astronomy. Gradually, over the last twenty years, the vacuum has turned out to be more unusual, more fluid, less empty, and less intangible than even Einstein could have imagined. Its presence is felt on the very smallest and largest dimensions over which the forces of Nature act. Only when the vacuum’s subtle quantum influence was discovered could we see how the diverse forces of Nature might unite in the seething microworld inhabited by the most elementary parts of matter.

The astronomical world is no less subservient to the properties of the vacuum. Modern cosmology has built its central picture of the Universe’s past, present and future on the vacuum’s extraordinary properties. Only time will tell whether this construction is built on shifting sand. But we may not have to wait very long. A series of remarkable astronomical observations now seem to be revealing the cosmic vacuum by its effects on the expansion of the Universe. We look to other experiments to tell us whether, as we suspect, the vacuum performed some energetic gymnastics nearly fifteen billion years ago, setting the Universe upon the special course that led it to be what it is today and what it will eventually become.

I hope that this story will convince you that there is a good deal more to Nothing than meets the eye. A right conception of its nature, its properties, and its propensity to change, both suddenly and slowly, is essential if we are to understand how we got to be here and came to think as we do.

The glyphs accompanying the chapter numbers throughout this book, from zero to nine, are reproductions of the beautiful Mayan head-variant numerals. They represent a spectrum of celebrated gods and goddesses and were widely used by the Mayans more than fifteen hundred years ago for recording dates and spans of time.

I would like to thank Rachel Bean, Malcolm Boshier, Mariusz Da̦browski, Owen Gingerich, Jörg Hensgen, Ed Hinds, Subhash Kak, Andrei Linde, Robert Logan, João Magueijo, Martin Rees, Paul Samet, Paul Shellard, Will Sulkin, Max Tegmark and Alex Vilenkin for their help and discussions at various times. This book is dedicated to the memory of Dennis Sciama without whose early guidance neither this, nor any of my other writing over the last twenty-five years, would have been possible.

This book has survived one move of house and three moves of office in the course of its writing. In the face of all these changes of vacuum state, I would also like to thank my wife Elizabeth for ensuring that something invariably prevailed over nothing, and our children, David, Roger and Louise, for their unfailing scepticism about the whole project.

J.D.B.

Cambridge, May 2000

The Book of Nothing

John D. Barrow

ALSO BY JOHN D. BARROW

Theories of Everything

The Left Hand of Creation

(with Joseph Silk)

The Anthropic Cosmological Principle

(with Frank J. Tipler)

The World Within the World

The Artful Universe

Pi in the Sky

Impossibility

The Origin of the Universe

Between Inner Space and Outer Space

The Universe that Discovered Itself

chapter nought

Image Missing Nothingology – Flying to Nowhere

“As I was going up the stair,

I met a man who wasn’t there.

He wasn’t there again today,

I wish, I wish he’d stay away.”

Hughes Mearns

 

MYSTERIES OF NON-EXISTENCE

“You ain’t seen nothing yet.”

Al Jolson1

‘NOTHING’, IT HAS been said, ‘is an awe-inspiring yet essentially undigested concept, highly esteemed by writers of a mystical or existentialist tendency, but by most others regarded with anxiety, nausea, and panic.’2 Nobody seems to know how to handle it and perplexingly diverse conceptions of it exist in different subjects.3 Just take a look at the entry for ‘nothing’ in any good dictionary and you will find a host of perplexing synonyms: nil, none, nowt,4 nulliform,5 nullity – there is a nothing for every occasion. There are noughts of all sorts to zero-in on, from zero points to zero hours, ciphers to nulliverses.6 There are concepts that are vacuous, places that are evacuated, and voids of all shapes and sizes. On the more human side, there are nihilists,7 nihilianists,8 nihilarians,9 nihilagents,10 nothingarians,11 nullifideans,12 nullibists,13 nonentities and nobodies. Every walk of life seems to have its own personification of nothing. Even the financial pages of my newspaper tell me that ‘zeros’14 are an increasingly attractive source of income.

Some zeros seem positively obscure, almost circumlocutory. Tennis can’t bring itself to use so blunt a thing as the word ‘nil’ or ‘nothing’ or ‘zero’ to record no score. Instead, it retains the antique term ‘love’, which has reached us rather unromantically from l’oeuf, the French for an egg which represented the round 0 shape of the zero symbol.15 Likewise, we still find the use of the term ‘love’ meaning ‘nothing’ as when saying you are playing for love (rather than money), hence the distinction of being a true ‘amateur’, or the statement that one would not do something ‘for love or money’, by which we mean that we could not do it under any circumstances. Other games have evolved anglicised versions of this anyone-for-tennis pseudonym for zero: ‘goose egg’ is used by American ten-pin bowlers to signal a frame with no pin knocked down. In England there is a clear tradition for different sports to stick with their own measure of no score, ‘nil’ in soccer, ‘nought’ in cricket, but ‘ow’ in athletics timings, just like a telephone number, or even James Bond’s serial number. But sit down at your typewriter and 0 isn’t O any more.

‘Zilch’ became a common expression for zero during the Second World War and infiltrated ‘English’ English by the channel of US military personnel stationed in Britain. Its original slang application was to anyone whose name was not known. Another similar alliterative alternative was ‘zip’. A popular comic strip portrays an owl lecturing to an alligator and an infant rabbit on a new type of mathematics, called ‘Aftermath’, in which zero is the only number permitted; all problems have the same solution – zero – and consequently the discipline consists of discovering new problems with that inevitable answer.16

Another curiosity of language is the use of the term ‘cipher’ to describe someone who is a nonentity (‘a cipher in his own household’, as an ineffectual husband and father was once described). Although a cipher is now used to describe a code or encryption involving symbols, it was originally the zero symbol of arithmetic. Here is an amusing puzzle which plays on the double meaning of cipher as a code and a zero:

“U 0 a 0, but I 0 thee

O 0 no 0, but O 0 me.

O let not my 0 a mere 0 go,

But 0 my 0 I 0 thee so.”

which deciphers to read

“You sigh for a cipher, but I sigh for thee

O sigh for no cipher, but O sigh for me.

O let not my sigh for a mere cipher go,

But sigh for my sigh, for I sigh for thee so.”

The source of the insulting usage of cipher is simple: the zero symbol of arithmetic is one which has no effect when added or subtracted to anything. One Americanisation of this is characteristically racier and derives from modern technical jargon. A null operation is technospeak for an action that has no consequence. Your computer cycles through millions of them while it sits waiting for you to make the next keystroke. It is a neutral internal computer operation that performs no calculation or data manipulation. Correspondingly, to say that someone ‘is a zero, a real null op’ needs no further elucidation. Of course, with the coming of negative numbers new jokes are possible, like that of the individual whose personality was so negative that when he walked into a party, the guests would look around and ask each other ‘who left?’ or the scientist whose return to the country was said to have added to the brain drain. The adjective ‘napoo’, meaning finished or empty, is a contraction of the French il n’y a plus, for ‘there is nothing left’.

Not all nominal associations with ‘nothing’ were derogatory. Sometimes they had a special purpose. When some of the French Huguenots fled to Scotland to escape persecution by Louis XIV they sought to keep their names secret by using the surname Nimmo, derived from the Latin ne mot, meaning no one or no name.

Our system of writing numbers enables us to build up expressions for numbers of unlimited size simply by adding more and more noughts to the right-hand end of any number: 11230000000000 . . . During the hyperinflationary period of the early 1920s, the German currency collapsed in value so that hundreds of billions of marks were needed to stamp a letter. The economist John K. Galbraith writes17 of the psychological shock induced by these huge numbers with their strings of zeros:

“‘Zero stroke’ or ‘cipher stroke’ is the name created by German physicians for a prevalent nervous malady brought about by the present fantastic currency figures. Scores of cases of the ‘stroke’ are reported among men and women of all classes, who have been prostrated by their efforts to figure in thousands of millions. Many of these persons apparently are normal, except for a desire to write endless rows of ciphers.”

Pockets of hyperinflation persist around the globe; indeed there are more zeros around today than at any other time in history. The introduction of binary arithmetic for computer calculation, together with the profusion of computer codes for the control of just about everything, has filled machines with 0s and 1s. Once you had a ten per cent chance of happening upon a zero, now it’s evens. But there are huge numbers that are now almost commonplace. Everyone knows there are billions and billions of stars, and national debts conjure up similar astronomical numbers. Yet we have found a way to hide the zeros: 109 doesn’t look as bad as 1,000,000,000.

The sheer number of synonyms for ‘nothing’ is in itself evidence of the subtlety of the idea that the words try to capture. Greek, Judaeo-Christian, Indian and Oriental traditions all confronted the idea in different ways which produced different historical threads. We will find that the concept of nothingness that developed in each arena merely to fill some sort of gap then took on a life of its own and found itself describing a something that had great importance. The most topical example is the physicists’ concept of nothing – the vacuum. It began as empty space – the void, survived Augustine’s dilution to ‘almost nothing’,18 turned into a stagnant ether through which all the motions in the Universe swam, vanished in Einstein’s hands, then re-emerged in the twentieth-century quantum picture of how Nature works. This perspective has revealed that the vacuum is a complex structure that can change its character in sudden or gradual ways. Those changes can have cosmic effects and may well have been responsible for endowing the Universe with many of its characteristic features. They may have made life a possibility in the Universe and one day they may bring it to an end.

When we read of the difficulties that the ancients had in coming to terms with the concept of nothing, or the numeral for zero, it is difficult to put oneself in their shoes. The idea now seems commonplace. But mathematicians and philosophers had to undergo an extraordinary feat of mental gymnastics to accommodate this everyday notion. Artists took rather longer to explore the concepts of Nothing that emerged. But, in modern times, it is the artist who continues to explore the paradoxes of Nothing in ways that are calculated to shock, surprise or amuse.

 

NOTHING VENTURED

“Now, is art about drawing or is it about colouring in?”

Ali G

“Nothing is closer to the supreme commonplace of our commonplace age than its preoccupation with Nothing . . . Actually, Nothing lends itself very poorly indeed to fantastic adornment.”

Robert M. Adams19

In the 1950s artists began to explore the limiting process of going from polychrome to monochrome to nullichrome. The American abstract artist Ad Reinhardt produced canvases coloured entirely red or blue, before graduating to a series of five-foot square all-black productions that toured the leading galleries in America, London and Paris in 1963. Not surprisingly, some critics condemned him as a charlatan20 but others admired his art noir: ‘an ultimate statement of esthetic purity’, according to American art commentator Hilton Kramer.21 Reinhardt went on to run separate exhibitions of his all-red, all-blue and all-black canvases and writes extensively about the raison d’être for his work.22 It is a challenge to purists to decide whether Reinhardt’s all-black canvases capture the representation of Nothing more completely than the all-white canvases of Robert Rauschenberg. Personally, I prefer the spectacular splash of colours in Jasper Johns’ The Number Zero.23

The visual zero did not need to be explicitly represented by paint or obliquely signalled by its absence. The artists of the Renaissance discovered the visual zero for themselves in the fifteenth century and it became the centrepiece of a new representation of the world that allowed an infinite number of manifestations. The ‘vanishing point’ is a device to create a realistic picture of a three-dimensional scene on a flat surface. The painter fools the eye of the viewer by imagining lines which connect the objects being represented to the viewer’s eye. The canvas is just a screen that intervenes between the real scene and the eye. Where the imaginary lines intersect that screen, the artist places his marks. Lines running parallel to the screen are represented by parallel lines which recede to the line of the distant horizon, but those seen as perpendicular to the screen are represented by a cone of lines that converge towards a single point – the vanishing point – which creates the perspective of the spectator.

Musicians have also followed the piper down the road to nothing-town. John Cage’s musical composition 4 33 – enthusiastically encored in some halls – consists of 4 minutes and 33 seconds of unbroken silence, rendered by a skilled pianist wearing evening dress and seated motionless on the piano stool in front of an operational Steinway. Cage explains that his idea is to create the musical analogue of absolute zero of temperature24 where all thermal motion stops. A nice idea, but would you pay anything other than nothing to see it? Martin Gardner tells us that ‘I have not heard 4 33 performed but friends who have tell me that it is Cage’s finest composition’.25

Writers have embraced the theme with equal enthusiasm. Elbert Hubbard’s elegantly bound Essay on Silence contains only blank pages, as does a chapter in the autobiography of the English footballer Len Shackleton which bears the title ‘What the average director knows about football’. An empty volume, entitled The Nothing Book, was published in 1974 and appeared in several editions and even withstood a breach of copyright action by the author of another book of blank pages.

Another style of writing uses Nothing as a fulcrum around which to spin opposites that cancel. Gogol’s Dead Souls begins with a description of a gentleman with no characteristics arriving at a town known only as N.:

“The gentleman in their carriage was not handsome but neither was he particularly bad-looking; he was neither too fat nor too thin; he could not be said to be too old, but he was not too young either.”

A classic example of this adversarial descriptive style, in which attributes and counter-attributes cancel out to zero, is to be found on a woman’s tomb in Northumberland. The family inscribed the words

“She was temperate, chaste, and charitable, but she was proud, peevish, and passionate. She was an affectionate wife and tender mother but her husband and child seldom saw her countenance without a disgusting frown . . .”26

Not to be forgotten, of course, are those commercial geniuses who are able to make more out of nothing than most of us can earn from anything. ‘Polo, the mint with the hole’ is one of the best-known British advertising pitches for a sweet that evolved independently as a ‘Lifesaver’ in the United States. More than forty years of successful marketing have promoted the hole in the mint rather than the mint itself. Nobody seems to notice that they are buying a toroidal confection that contains a good chunk of empty space, but then he wouldn’t.

 

NOTHING GAINED

“Nothing is real.”

The Beatles, “Strawberry Fields Forever”

So much for these snippets of nothing. They show us nothing more than that there is a considerable depth and breadth to the contemplation of Nothing. In the chapters to come, we shall explore some of these unexpected paths. We shall see that, far from being a quirky sideshow, Nothing is never far from the central plots in the history of ideas. In every field we shall explore, we shall find that there is a central issue which involves a right conception of Nothing, and an appropriate representation of it. Philosophical overviews of key ideas in the history of human thought have always made much of concepts like infinity,27 but little of Nothing. Theology was greatly entwined with the complexities of Nothing, to decide whether we were created out of it and whether we risked heading back into its Godless oblivion. Religious practices could readily make contact with the reality of Nothingness through death. Death as personal annihilation is an ancient and available variety of Nothing, with traditional functions in artistic representation. It is a terminus, a distancing, suggesting an ultimate perspective or perhaps a last judgement; and its cold reality can be used to spook the complacent acceptance of a here-and-now to which listeners are inevitably committed.

One of our aims is to right this neglect of nothing and show a little of the curious way in which Nothing in all its guises has proved to be a key concept in many human inquiries, whose right conception has opened up new ways of thinking about the world. We will begin our nullophilia by investigating the history of the concept and symbol for the mathematicians’ zero. Here, nothing turns out to be quite as one expected. The logic of the Greeks prevents them having the idea at all and it is to the Indian cultures that we must look to find thinkers who are comfortable with the idea that Nothing might be something. Next, we shall follow what happened after the Greeks caught up. Their battle with zero focused upon its manifestation as a physical zero, the zero of empty space, the vacuum and the void. The struggle to make sense of these concepts, to incorporate them into a cosmological framework that impinged upon everyday experiences with real materials, formed the starting point for an argument that would continue unabated, becoming ever more sophisticated, for nearly two thousand years. Medieval science and theology grappled constantly with the idea of the vacuum, trying to decide questions about its physical reality, its logical possibility and its theological desirability.

Part of the problem with zero, as with the complementary concept of infinity, was the way in which it seemed to invite paradox and confusing self-reference. This was why so many careful thinkers had given it such a wide berth. But what was heresy to the logician was a godsend to the writer. Countless authors avoided trouble with Nothing by turning over its paradoxes and puns, again and again, in new guises, to entertain and perplex. Whereas the philosopher might face the brunt of theological criticism for daring to take such a sacrilegious concept seriously, the humorist trying to tell his readers that ‘Nothing really matters’ could have his cake and eat it, just as easily as Freddie Mercury. If others disapproved of Nothing, then the writer’s puns and paradoxes just provided more ammunition to undermine the coherence of Nothing as a sensible concept. But when it came back into fashion amongst serious thinkers, then were not his word games profound explorations of the bottomless philosophical concept that Nothingness presented?

Hand-in-hand with the searches for the meaning of Nothing and the void in the Middle Ages, there grew up a serious experimental philosophy of the vacuum. Playing with words to decide whether or not a vacuum could truly exist was not enough. There was another route to knowledge. See if you could make a vacuum. Gradually, theological disputes about the reality of a vacuum became bound up with a host of simple experiments designed to decide whether or not it was possible to evacuate a region of space completely. This line of inquiry eventually stimulated scientists like Torricelli, Galileo, Pascal and Boyle to use pumps to remove air from glass containers and demonstrate the reality of the pressure and weight of the air above our heads. The vacuum had become part of experimental science. It was also very useful.