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Compliance officers perform a vital, yet unpopular role in thebusiness world as they advise on complying with myriad rules andregulations. What is good for compliance is sometimes seen as beingbad for business, making a compliance officer's role a difficultone. Essential Strategies for Financial Services Complianceoffers practical guidance on how to apply a regulatory requirementto day to day situations. It also shows how to communicate thecompliance department?s activities to the rest of the firm, how therole fits within the organization as a whole, what the scope andlimitation of their responsibilities are, what to do when things gowrong, and how to deal with unusual problems.
  • Book type: E-book
  • Language: English
  • Ean Code: 9781119995159
  • ISBN: 9781119995159
  • Publisher: John Wiley & Sons
  • E-Book type: epub
  • Author: Annie Mills
  • Kopierschutz: Adobe DRM
  • Gift: No
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